David I. Rainer - May 10, 2023 Form 3 Insider Report for Southern California Bancorp \ CA (BCAL)

Role: CEO/Chairman, Director
Signature: Manisha Merchant, by POA for David Rainer
Stock symbol: BCAL
Transactions as of: May 10, 2023
Transactions value $: $0
Form type: 3
Date filed: 5/10/2023, 11:00 AM
Next filing: Mar 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	BCAL	Common Stock						125K	May 10, 2023	DAVID AND ANNE RAINER TRUST U/A DTD 05/07/1997
holding	BCAL	Common Stock						393K	May 10, 2023	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 172,799 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 15,442 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On March 29, 2022, Reporting Person was granted RSUs, of which 16,181 shares remain to be issued upon vesting and will vest on March 29, 2024; and (C) On November 5, 2020, the Reporting Person was granted RSUs representing 141,176 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024.

Content

Includes 172,799 restricted stock units ("RSUs"), granted to the Reporting Person as follows: (A) On March 1, 2023, the Reporting Person was granted RSUs representing 15,442 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on March 1, 2024; (B) On March 29, 2022, Reporting Person was granted RSUs, of which 16,181 shares remain to be issued upon vesting and will vest on March 29, 2024; and (C) On November 5, 2020, the Reporting Person was granted RSUs representing 141,176 shares that will be issued upon vesting and will vest annually, in substantially equal installments, over a two-year period beginning on December 1, 2024.