Spencer Breithaupt - Apr 14, 2023 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
Director
Signature
/s/ John Spencer Breithaupt
Stock symbol
PETV
Transactions as of
Apr 14, 2023
Transactions value $
$0
Form type
4
Date filed
4/17/2023, 06:06 AM
Next filing
Jan 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Stock Option (right to buy) Award $0 +10K $0.00 10K Apr 14, 2023 Common Stock 10K $2.74 Direct F1
transaction PETV Stock Option (right to buy) Award $0 +10.2K $0.00 10K Apr 14, 2023 Common Stock 10.2K $2.74 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan ("Amended 2020 Plan") and will vest on April 13, 2024, subject to the Reporting Person's continued service as director through the vesting date.
F2 The Options were granted under the Amended 2020 Plan and will vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date.