John Spencer Breithaupt - 14 Apr 2023 Form 4 Insider Report for PetVivo Holdings, Inc. (PETV)

Role
Director
Signature
/s/ John Spencer Breithaupt
Issuer symbol
PETV
Transactions as of
14 Apr 2023
Net transactions value
$0
Form type
4
Filing time
17 Apr 2023, 06:06:00 UTC
Next filing
02 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETV Stock Option (right to buy) Award $0 +10,000 $0.000000 10,000 14 Apr 2023 Common Stock 10,000 $2.74 Direct F1
transaction PETV Stock Option (right to buy) Award $0 +10,239 $0.000000 10,000 14 Apr 2023 Common Stock 10,239 $2.74 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Options were granted under the PetVivo Holdings, Inc. Amended and Restated 2020 Equity Incentive Plan ("Amended 2020 Plan") and will vest on April 13, 2024, subject to the Reporting Person's continued service as director through the vesting date.
F2 The Options were granted under the Amended 2020 Plan and will vest on the earlier of (i) September 30, 2023 or (ii) the day immediately preceding the next annual meeting of stockholders following the grant date, subject to the Reporting Person's continued service as a director through the vesting date.