Boothbay Fund Management, Llc - Apr 12, 2023 Form 4 Insider Report for Oxus Acquisition Corp. (OXUS)

Role
10%+ Owner
Signature
Boothbay Fund Management LLC By: /s/ Ari Glass, Managing Member
Stock symbol
OXUS
Transactions as of
Apr 12, 2023
Transactions value $
$0
Form type
4
Date filed
4/14/2023, 10:34 AM
Previous filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OXUS Class A Ordinary Shares, par value $0.0001 per share Other $0 0 0% $0.00* 235K Apr 12, 2023 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Boothbay Fund Management, Llc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Oxus Acquisition Corp.'s (the "Issuer") Form 8-K filed with the SEC on April 12, 2023 reported that the Issuer's sponsor exercised its right to convert 1,500,000 Class B ordinary shares into 1,500,000 Class A ordinary shares on April 5, 2023. Following the conversion there were 3,749,468 Class A ordinary shares of the Issuer issued and outstanding.
F2 The Class A ordinary shares are held by one or more private funds (the "Funds"), which are managed by Boothbay Fund Management, LLC, a Delaware limited liability company (the "Adviser"). Ari Glass is the Managing Member of the Adviser. Certain subadvisors ("Subadvisors") have been delegated the authority to act on behalf of the Funds, including the exclusive authority to vote and/or direct the disposition of certain Shares held by the Fund, and such Shares may be reported in regulatory filings made by such Subadvisors. As of April 12, 2023, the Funds hold an aggregate of 235,331 Class A ordinary shares. This report is being made to the extent that, for the purposes of Reg. Section 240.13d-3, the reporting person herein are deemed to beneficially own an aggregate of 235,331 Shares, or 6.27% of the 3,749,468 Class A ordinary Shares that were issued and outstanding as of April 12, 2023, as disclosed in the Issuer's Form 8-K, as filed with the SEC on April 12, 2023.
F3 This report shall not be deemed an admission that the Adviser, the Funds or any other person is the beneficial owner of the securities reported herein for purposes of Section 13 of the Securities Exchange Act of 1934, as amended, or for any other purpose. The reporting person herein, the Funds, and Ari Glass disclaims beneficial ownership of the Class A ordinary shares reported herein except to the extent of the reporting person's pecuniary interest therein.