Robert D. Haas - 10 Apr 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker B. Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
10 Apr 2023
Net transactions value
$0
Form type
4
Filing time
12 Apr 2023, 17:14:09 UTC
Previous filing
07 Dec 2023
Next filing
06 Jun 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -604,594 -2.3% $0.000000 25,764,515 10 Apr 2023 Class A Common Stock $0.000000 As trustee F1, F3, F4
transaction LEVI Class B Common Stock Other $0 +604,594 +478% $0.000000 731,140 10 Apr 2023 Class A Common Stock $0.000000 Direct F1, F3
transaction LEVI Class B Common Stock Gift $0 -170,116 -19% $0.000000 731,140 10 Apr 2023 Class A Common Stock $0.000000 Direct F3, F5
transaction LEVI Class B Common Stock Other $0 -1,207,678 -12% $0.000000 9,152,652 10 Apr 2023 Class A Common Stock $0.000000 By spouse as trustee F2, F3, F6, F7
transaction LEVI Class B Common Stock Other $0 +1,207,678 $0.000000 1,207,678 10 Apr 2023 Class A Common Stock $0.000000 By spouse F2, F3, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On the Transaction Date, grantor retained annuity trusts for the benefit of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the reporting person.
F2 On the Transaction Date, grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership.
F5 On the Transaction Date, the reporting person transferred shares to a trust for the benefit of another for which he serves as trustee.
F6 Includes 7,371,877 shares held in trust for the benefit of others.
F7 The reporting person disclaims beneficial ownership of these shares.