Ted Karkus - Apr 3, 2023 Form 4 Insider Report for ProPhase Labs, Inc. (PRPH)

Role
CEO & CHAIRMAN, Director, 10%+ Owner
Signature
/s/ Ted Karkus
Stock symbol
PRPH
Transactions as of
Apr 3, 2023
Transactions value $
$0
Form type
4
Date filed
4/4/2023, 04:27 PM
Previous filing
Feb 2, 2023
Next filing
Apr 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRPH Common Stock, par value $0.005 Gift $0 -100K -2.79% $0.00 3.48M Apr 3, 2023 Direct F1
holding PRPH Common Stock, par value $0.005 100K Apr 3, 2023 By Son F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRPH Option (right to buy) Award $0 +500K $0.00 500K Apr 3, 2023 Common Stock 500K $9.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the Reporting Person to his son, who does not share the Reporting Person's household.
F2 Shares held by Reporting Person's son, who shares the Reporting Person's household.
F3 The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in five equal annual installments beginning April 3, 2024, subject to the Reporting Person's continued employment with the Issuer on each vesting date.