Ted William Karkus - 03 Apr 2023 Form 4 Insider Report for ProPhase Labs, Inc. (PRPH)

Role
CEO & CHAIRMAN, Director, 10%+ Owner
Signature
/s/ Ted Karkus
Issuer symbol
PRPH
Transactions as of
03 Apr 2023
Net transactions value
$0
Form type
4
Filing time
04 Apr 2023, 16:27:17 UTC
Previous filing
02 Feb 2023
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PRPH Common Stock, par value $0.005 Gift $0 -100,000 -2.8% $0.000000 3,483,750 03 Apr 2023 Direct F1
holding PRPH Common Stock, par value $0.005 100,000 03 Apr 2023 By Son F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PRPH Option (right to buy) Award $0 +500,000 $0.000000 500,000 03 Apr 2023 Common Stock 500,000 $9.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the Reporting Person to his son, who does not share the Reporting Person's household.
F2 Shares held by Reporting Person's son, who shares the Reporting Person's household.
F3 The transaction reported in this row involves a grant by the Issuer to the Reporting Person of options to purchase the Issuer's common stock that will vest in five equal annual installments beginning April 3, 2024, subject to the Reporting Person's continued employment with the Issuer on each vesting date.