Andrew K. McCain - 26 Jun 2020 Form 3 Insider Report for CERBERUS CYBER SENTINEL CORP (CISO)

Role
Director
Signature
/s/ Andrew K. McCain
Issuer symbol
CISO
Transactions as of
26 Jun 2020
Net transactions value
$0
Form type
3
Filing time
30 Mar 2023, 16:05:51 UTC
Next filing
24 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CISO Common Stock, par value $0.00001 1,250,000 26 Jun 2020 Hensley & Company F1
holding CISO Common Stock, par value $0.00001 375,000 26 Jun 2020 Andrew and Lucy McCain Family Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CISO Stock Option (Right to Buy) 26 Jun 2020 Common Stock, $0.00001 par value 200,000 $0.5000 Direct F3
holding CISO Stock Option (Right to Buy) 26 Jun 2020 Common Stock, $0.00001 par value 200,000 $1.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the President and Chief Operating Officer of Hensley & Company. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F2 The Reporting Person is the executor of the Andrew and Lucy McCain Family Trust. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 On April 1, 2019, the Reporting Person was granted stock options (the "2019 Options") exercisable for 200,000 shares of common stock. The 2019 Options are fully vested.
F4 On May 2, 2020, the Reporting Person was granted stock options (the "2020 Options") exercisable for 200,000 shares of common stock. The 2020 Options are fully vested.

Remarks:

Exhibit 24 - Power of Attorney.