Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | PVCT | Common Stock | 18.5M | Mar 27, 2023 | Direct | F1 | |||||
holding | PVCT | Series D-1 Convertible Preferred Stock | 3.81M | Mar 27, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | PVCT | 8% Secured Convertible Promissory Note | Mar 27, 2023 | Series D-1 Convertible Preferred Stock | $500K | $2.86 | Direct | F3 |
Id | Content |
---|---|
F1 | The reporting person has sole voting and dispositve power over 12,000,000 shares of Common Stock, plus 6,500,000 shares of Common Stock owned through a retirement plan. |
F2 | The reporting person has sole voting and dispositve power over 3,806,990 shares of Series D-1 Convertible Preferred Stock, convertible into 38,069,900 shares of Common Stock. |
F3 | The outstanding principal and interest of the Note will automatically convert into shares of Series D-1 Convertible Preferred Stock at a price of $2.862 per share on 05/05/2023. |