Jeffrey Allen Morris - Mar 27, 2023 Form 3 Insider Report for PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT)

Role
10%+ Owner
Signature
/s/ Jeffrey Allen Morris
Stock symbol
PVCT
Transactions as of
Mar 27, 2023
Transactions value $
$0
Form type
3
Date filed
3/28/2023, 09:10 AM
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PVCT Common Stock 18.5M Mar 27, 2023 Direct F1
holding PVCT Series D-1 Convertible Preferred Stock 3.81M Mar 27, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PVCT 8% Secured Convertible Promissory Note Mar 27, 2023 Series D-1 Convertible Preferred Stock $500K $2.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has sole voting and dispositve power over 12,000,000 shares of Common Stock, plus 6,500,000 shares of Common Stock owned through a retirement plan.
F2 The reporting person has sole voting and dispositve power over 3,806,990 shares of Series D-1 Convertible Preferred Stock, convertible into 38,069,900 shares of Common Stock.
F3 The outstanding principal and interest of the Note will automatically convert into shares of Series D-1 Convertible Preferred Stock at a price of $2.862 per share on 05/05/2023.