Jeffrey Allen Morris - 27 Mar 2023 Form 3 Insider Report for PROVECTUS BIOPHARMACEUTICALS, INC. (PVCT)

Role
10%+ Owner
Signature
/s/ Jeffrey Allen Morris
Issuer symbol
PVCT
Transactions as of
27 Mar 2023
Net transactions value
$0
Form type
3
Filing time
28 Mar 2023, 09:10:15 UTC
Next filing
09 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PVCT Common Stock 18,500,000 27 Mar 2023 Direct F1
holding PVCT Series D-1 Convertible Preferred Stock 3,806,990 27 Mar 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PVCT 8% Secured Convertible Promissory Note 27 Mar 2023 Series D-1 Convertible Preferred Stock $500,000 $2.86 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person has sole voting and dispositve power over 12,000,000 shares of Common Stock, plus 6,500,000 shares of Common Stock owned through a retirement plan.
F2 The reporting person has sole voting and dispositve power over 3,806,990 shares of Series D-1 Convertible Preferred Stock, convertible into 38,069,900 shares of Common Stock.
F3 The outstanding principal and interest of the Note will automatically convert into shares of Series D-1 Convertible Preferred Stock at a price of $2.862 per share on 05/05/2023.