| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PVCT | Common Stock | 18,500,000 | 27 Mar 2023 | Direct | F1 | |||||
| holding | PVCT | Series D-1 Convertible Preferred Stock | 3,806,990 | 27 Mar 2023 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PVCT | 8% Secured Convertible Promissory Note | 27 Mar 2023 | Series D-1 Convertible Preferred Stock | $500,000 | $2.86 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | The reporting person has sole voting and dispositve power over 12,000,000 shares of Common Stock, plus 6,500,000 shares of Common Stock owned through a retirement plan. |
| F2 | The reporting person has sole voting and dispositve power over 3,806,990 shares of Series D-1 Convertible Preferred Stock, convertible into 38,069,900 shares of Common Stock. |
| F3 | The outstanding principal and interest of the Note will automatically convert into shares of Series D-1 Convertible Preferred Stock at a price of $2.862 per share on 05/05/2023. |