Adam Gusky - Mar 13, 2023 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Role
Director
Signature
/s/ Daniel Penberthy on behalf of Adam Samuel Gusky (2)
Stock symbol
RAND
Transactions as of
Mar 13, 2023
Transactions value $
$35,988
Form type
4
Date filed
3/14/2023, 06:23 PM
Previous filing
Dec 7, 2022
Next filing
May 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RAND Common Stock Purchase $28.9K +2.11K +10.1% $13.69 23K Mar 13, 2023 By LLC F1
transaction RAND Common Stock Purchase $7.05K +522 +2.27% $13.50 23.6K Mar 14, 2023 By LLC F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.

Remarks:

(2) Daniel Penberthy is signing on behalf of Mr. Gusky pursuant to a power of attorney dated December 1, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Gusky filed on March 15, 2022.