Norman Roth - 31 Jan 2023 Form 4 Insider Report for CareCloud, Inc. (CCLD)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
02 Feb 2023, 20:30:11 UTC
Prior SEC filing
06 Jan 2023
Next SEC filing
02 Mar 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Norman Roth

Key filing fact

Norman Roth filed Form 4 for CareCloud, Inc. (CCLD) on 02 Feb 2023.

Key facts

  • This page summarizes Norman Roth's Form 4 filing for CareCloud, Inc. (CCLD).
  • 3 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 02 Feb 2023, 20:30.

Change

  • Previous filing in this sequence was filed on 06 Jan 2023.
  • Current net transaction value: -$6,300.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CCLD transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+5,000
Change %
+6.7%
Price
$0.000000
Shares after
79,275
Date
31 Jan 2023
Ownership
Direct
Footnotes
F1
CCLD transaction

Common Stock

Tax liability

Transaction value
$6,300
Shares
-1,750
Change %
-2.2%
Price
$3.60
Shares after
77,525
Date
31 Jan 2023
Ownership
Direct
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CCLD transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-5,000
Change %
-29%
Price
$0.000000
Shares after
12,000
Date
31 Jan 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,000
Exercise price
$0.000000
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Represents the conversion upon vesting of restricted stock units into common stock on January 31, 2023. These restricted stock units and the shares of common stock issued upon vesting of such units were acquired under the Company's Amended and Restated Equity Incentive Plan, without payment by the reporting person. The remainder of this restricted stock unit grant vests between April and July 2023. The additional restricted stock unit vests in March 2023.

Footnote F2

Shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon awarding of the common stock. This is not an open market sale of securities.

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