Ryan Mitchell Melsert - Jan 19, 2023 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABML)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Stock symbol
ABML
Transactions as of
Jan 19, 2023
Transactions value $
$166,411
Form type
4
Date filed
1/23/2023, 03:44 PM
Previous filing
Nov 2, 2022
Next filing
Apr 20, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABML Common Stock Award $0 +156K +1.17% $0.00 13.5M Jan 19, 2023 Direct F1
transaction ABML Common Stock Award $0 +156K +1.16% $0.00 13.7M Jan 19, 2023 Direct F1
transaction ABML Common Stock Award $0 +60K +0.44% $0.00 13.7M Jan 19, 2023 Direct F2
transaction ABML Common Stock Tax liability -$58.6K -103K -0.75% $0.57 13.6M Jan 20, 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABML Warrants Purchase $75K +1M $0.08* 1M Dec 22, 2019 Common Stock 1M $0.08 Direct
transaction ABML Warrants Purchase $150K +2M +200% $0.08* 3M Jan 16, 2020 Common stock 2M $0.08 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan.
F2 Represents Common Stock awarded under the terms of employment agreement.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.