Ryan Mitchell Melsert - 19 Jan 2023 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Issuer symbol
ABAT
Transactions as of
19 Jan 2023
Net transactions value
+$166,411
Form type
4
Filing time
23 Jan 2023, 15:44:28 UTC
Previous filing
02 Nov 2022
Next filing
20 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABML Common Stock Award $0 +156,250 +1.2% $0.000000 13,509,802 19 Jan 2023 Direct F1
transaction ABML Common Stock Award $0 +156,250 +1.2% $0.000000 13,666,052 19 Jan 2023 Direct F1
transaction ABML Common Stock Award $0 +60,000 +0.44% $0.000000 13,726,052 19 Jan 2023 Direct F2
transaction ABML Common Stock Tax liability $58,589 -102,607 -0.75% $0.5710 13,623,445 20 Jan 2023 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABML Warrants Purchase $75,000 +1,000,000 $0.0750* 1,000,000 22 Dec 2019 Common Stock 1,000,000 $0.0750 Direct
transaction ABML Warrants Purchase $150,000 +2,000,000 +200% $0.0750* 3,000,000 16 Jan 2020 Common stock 2,000,000 $0.0750 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Common Stock awarded to the Reporting Person under the Company's employee equity compensation plan.
F2 Represents Common Stock awarded under the terms of employment agreement.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.