Philip Frank - 22 Dec 2022 Form 4 Insider Report for MINIM, INC. (MINM)

Role
Director
Signature
/s/ Philip Frank
Issuer symbol
MINM
Transactions as of
22 Dec 2022
Net transactions value
$0
Form type
4
Filing time
12 Jan 2023, 15:28:39 UTC
Previous filing
16 Dec 2021
Next filing
04 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MINM Common Stock Options Exercise +29,661 +99% 59,661 14 Dec 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MINM Stock Options Other $0 -7,500 -100% $0.000000* 0 10 Jan 2022 Common Stock 7,500 $1.50 Direct F6
transaction MINM Stock Options Other $0 -7,500 -100% $0.000000* 0 10 Jul 2022 Common Stock 7,500 $0.9700 Direct F6
transaction MINM Stock Options Other $0 -7,500 -100% $0.000000* 0 10 Jan 2022 Common Stock 7,500 $2.14 Direct F6
transaction MINM Stock Options Other $0 -7,500 -100% $0.000000* 0 10 Jul 2022 Common Stock 7,500 $2.00 Direct F6
holding MINM Stock Option (Right to Buy) 7,500 22 Dec 2022 Common Stock 7,500 $2.15 Direct F2
holding MINM Stock Option (Right to Buy) 7,500 22 Dec 2022 Common Stock 7,500 $2.70 Direct F3
holding MINM Stock Option (Right to Buy) 7,500 22 Dec 2022 Common Stock 7,500 $1.15 Direct F4
holding MINM Stock Option (Right to Buy) 7,500 22 Dec 2022 Common Stock 7,500 $2.03 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 Fully exercisable as of the grant date of 1/10/2018.
F3 Fully exercisable as of the grant date of 7/10/2018.
F4 Fully exercisable as of the grant date of 1/10/2020.
F5 Fully exercisable as of the grant date of 7/10/2020.
F6 Stock options expired without being exercised.