Joshua E. Prime - Nov 27, 2022 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Director
Signature
/s/ Parker B. Phillips,, attorney-in-fact
Stock symbol
LEVI
Transactions as of
Nov 27, 2022
Transactions value $
$0
Form type
5
Date filed
1/9/2023, 02:14 PM
Previous filing
Nov 23, 2022
Next filing
Feb 28, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 +124K +10.38% $0.00 1.32M Dec 6, 2021 Class A Common Stock $0.00 By spouse F1, F5
transaction LEVI Class B Common Stock Gift $0 +1.27K +3.12% $0.00 42K Dec 14, 2021 Class A Common Stock $0.00 Direct F1
transaction LEVI Class B Common Stock Gift $0 +1.27K +0.1% $0.00 1.32M Dec 14, 2021 Class A Common Stock $0.00 By spouse F1
transaction LEVI Class B Common Stock Gift $0 -3.8K -0.29% $0.00 1.32M Dec 14, 2021 Class A Common Stock $0.00 By spouse F1, F3
transaction LEVI Class B Common Stock Gift $0 +3.8K +2.06% $0.00 189K Dec 14, 2021 Class A Common Stock $0.00 By spouse as custodian F1, F3
transaction LEVI Class B Common Stock Gift $0 +3.8K +2.06% $0.00 189K Dec 14, 2021 Class A Common Stock $0.00 By spouse as custodian F1, F4
transaction LEVI Class B Common Stock Gift $0 +1.35K +3.32% $0.00 42K Feb 10, 2022 Class A Common Stock $0.00 Direct F1
transaction LEVI Class B Common Stock Gift $0 +1.35K +0.04% $0.00 3.34M Feb 10, 2022 Class A Common Stock $0.00 As trustee F1, F2
transaction LEVI Class B Common Stock Gift $0 +1.35K +0.1% $0.00 1.32M Feb 10, 2022 Class A Common Stock $0.00 By spouse F1
transaction LEVI Class B Common Stock Gift $0 -4.05K -0.31% $0.00 1.32M Feb 10, 2022 Class A Common Stock $0.00 By spouse F1, F3
transaction LEVI Class B Common Stock Gift $0 +4.05K +2.19% $0.00 189K Feb 10, 2022 Class A Common Stock $0.00 By spouse as custodian F1, F3
transaction LEVI Class B Common Stock Gift $0 +4.41K +2.39% $0.00 189K Feb 10, 2022 Class A Common Stock $0.00 By spouse as custodian F1, F4
transaction LEVI Class B Common Stock Other $0 +154K +13.18% $0.00 1.32M Jun 6, 2022 Class A Common Stock $0.00 By spouse F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Represents (i) 3,327,143 shares of Class B Common Stock held by grantor retained annuity trusts, for which the reporting person serves as trustee and (ii) 10,000 shares of Class B Common Stock held by Haas Prime Family 2012 Trust, for which the reporting person and his spouse serve as co-trustees. Mr. Haas disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Gift of shares of from the reporting person's spouse to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Haas disclaims beneficial ownership of these shares.
F4 Gift of shares to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Haas disclaims beneficial ownership of these shares.
F5 On the Transaction Date, one or more grantor retained annuity trusts for the benefit of the spouse of the reporting person and the remainder beneficiaries distributed shares of Class B Common Stock to the spouse of the reporting person. Mr. Haas disclaims beneficial ownership of these shares.