| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | ATLX | Common Stock | 218,576 | 01 Jan 2023 | Direct | ||||||
| holding | ATLX | Common Stock | 105,608 | 01 Jan 2023 | See Footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ATLX | Series D Convertible Preferred Stock Options | Award | +2,500 | +4.2% | 62,500 | 01 Jan 2023 | Series D Convertible Preferred Stock | 2,500 | $0.1000 | Direct | F7, F8, F9, F10 | ||
| holding | ATLX | Series A Convertible Preferred Stock | 1 | 01 Jan 2023 | Common Stock | 1 | Direct | F2, F3 | ||||||
| holding | ATLX | Series D Convertible Preferred Stock | 214,006 | 01 Jan 2023 | Common Stock | 2,853,414 | Direct | F3, F4 | ||||||
| holding | ATLX | Common Stock Options | 151,141 | 01 Jan 2023 | Common Stock | 151,141 | Direct | F5, F6 |
| Id | Content |
|---|---|
| F1 | Indirect ownership through three separate entities controlled by the reporting person. |
| F2 | One share of Series A Convertible Preferred Stock was designated and issued for $1.00 to the reporting person in connection with a series of transactions effected on December 18, 2012. On this date, the reporting person was elected as director and Chief Executive Officer of the Issuer. Each share of Series A Convertible Preferred Stock is convertible into one (1) share of Common Stock, exercisable at any time upon ten days prior written notice. |
| F3 | No expiration date. |
| F4 | Each share of Series D Convertible Preferred Stock is immediately convertible into 13 and 1/3 shares of Common Stock of the Issuer. The shares of Series D Convertible Preferred Stock were issued on September 15, 2021 in connection with the satisfaction and cancellation of convertible notes issued to the reporting person. |
| F5 | Right to buy Common Stock of the Issuer. |
| F6 | The Common Stock Options were issued on April 7, 2019 and June 30, 2019 in connection with the conversion of a convertible note issued to the reporting person and are immediately exercisable at an exercise price of $0.0075. |
| F7 | Right to buy Series D Convertible Preferred Stock of the Issuer. |
| F8 | The reporting person does not receive regular cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are vested upon issuance. |
| F9 | The Series D Convertible Preferred Stock Options can be exercised at any time. |
| F10 | Various expiration dates ranging from December 31, 2030 through December 31, 2032. |