Ronald Kirk Huntsman - Dec 23, 2022 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Brad Amman as attorney-in-fact for R. Kirk Huntsman
Stock symbol
VVOS
Transactions as of
Dec 23, 2022
Transactions value $
$242,000
Form type
4
Date filed
12/28/2022, 08:45 PM
Previous filing
Jun 3, 2022
Next filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $10K +20K +72.73% $0.50 47.5K Dec 23, 2022 Direct F1
holding VVOS Common Stock 1.74M Dec 23, 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVOS Stock Option (Right to Buy) Award $160K +333K $0.48 333K Dec 23, 2022 Common Stock 333K $0.48 Direct F2
transaction VVOS Stock Option (Right to Buy) Award $72K +150K +45% $0.48 483K Dec 23, 2022 Common Stock 483K $0.48 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
F2 333,334 fully vested stock options granted on December 23, 2022.
F3 150,000 stock options granted on December 23, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through December 23, 2026.