Ronald Kirk Huntsman - 23 Dec 2022 Form 4 Insider Report for Vivos Therapeutics, Inc. (VVOS)

Signature
/s/ Brad Amman as attorney-in-fact for R. Kirk Huntsman
Issuer symbol
VVOS
Transactions as of
23 Dec 2022
Net transactions value
+$242,000
Form type
4
Filing time
28 Dec 2022, 20:45:36 UTC
Previous filing
03 Jun 2022
Next filing
15 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VVOS Common Stock Purchase $10,000 +20,000 +73% $0.5000 47,500 23 Dec 2022 Direct F1
holding VVOS Common Stock 1,740,000 23 Dec 2022 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VVOS Stock Option (Right to Buy) Award $160,000 +333,334 $0.4800 333,334 23 Dec 2022 Common Stock 333,334 $0.4800 Direct F2
transaction VVOS Stock Option (Right to Buy) Award $72,000 +150,000 +45% $0.4800 483,334 23 Dec 2022 Common Stock 483,334 $0.4800 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held by Coronado V Partners, LLC, of which the reporting person is a member and manager.
F2 333,334 fully vested stock options granted on December 23, 2022.
F3 150,000 stock options granted on December 23, 2022. One-fifth vested immediately and one-fifth vests annually on each anniversary date through December 23, 2026.