David Phipps - 14 Dec 2022 Form 4 Insider Report for NextPlat Corp (NXPL)

Reporting relationship: President/CEO of Global Ops, Director
Issuer ticker: NXPL
Reported as of: 14 Dec 2022
Net transaction value: +$1,421,437,500
SEC form: 4
Accepted by SEC: 20 Dec 2022, 11:47:37 UTC
Prior SEC filing: 06 Jan 2022
Next SEC filing: 03 Oct 2025
Source filing: View source filing
Reporting owner signature: /s/ David Phipps

Key filing fact

David Phipps filed Form 4 for NextPlat Corp (NXPL) on 20 Dec 2022.

Key facts

This page summarizes David Phipps's Form 4 filing for NextPlat Corp (NXPL).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 20 Dec 2022, 11:47.

Change

Previous filing in this sequence was filed on 06 Jan 2022.
Current net transaction value: +$1,421,437,500.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXPL transaction

Common Stock

Purchase

Transaction value: $1,421,437,500
Shares: +28,500
Change %: +7.2%
Price: $49875.00^*
Shares after: 421,788
Date: 14 Dec 2022
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NXPL transaction Derivative

Common Stock Warrants

Purchase

Transaction value
Shares: +28,500
Change %
Price
Shares after: 28,500
Date: 14 Dec 2022
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 28,500
Exercise price: $1.75
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On December 14, 2022, David Phipps purchased 28,500 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.