Rodney Barreto - Dec 14, 2022 Form 4 Insider Report for NextPlat Corp (NXPL)

Role
Director
Signature
/s/ Rodney Barreto
Stock symbol
NXPL
Transactions as of
Dec 14, 2022
Transactions value $
$2,062,856,057,143
Form type
4
Date filed
12/20/2022, 11:46 AM
Previous filing
Oct 18, 2022
Next filing
Apr 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXPL Common Stock Purchase $2.06T +1.09M +278.12% $1,899,999.50* 1.48M Dec 14, 2022 Held by RLB Market Investments, LLC F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXPL Common Stock Warrants Purchase +1.09M 1.09M Dec 14, 2022 Common Stock 1.09M $1.75 Held by RLB Market Investments, LLC F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 14, 2022, RLB Market Investments, LLC purchased 1,085,714 units from the Issuer in a private placement for $1.75 per unit. Each unit consists of one share of common stock and one warrant to purchase one share of common stock of the Issuer. The warrants underlying units are immediately exercisable.
F2 Mr. Barreto is the president of RLB Market Investments, LLC