Newtyn Management, LLC - 13 Dec 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
13 Dec 2022
Net transactions value
-$195,539
Form type
4
Filing time
15 Dec 2022, 15:07:01 UTC
Previous filing
13 Dec 2022
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $126,182 -6,200 -1.9% $20.35* 314,949 13 Dec 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5% nonredeemable Sale $13,552 -800 -1.4% $16.94* 57,484 13 Dec 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5% redeemable Sale $55,805 -3,273 -2% $17.05* 159,027 13 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253,400 13 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 81,811 13 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 139,266 13 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 137,728 13 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 108,711 13 Dec 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.