Newtyn Management, LLC - 30 Nov 2022 Form 4 Insider Report for PACIFIC GAS & ELECTRIC Co (PCG)

Role
10%+ Owner
Signature
/s/ Eugene Dozortsev, Authorized Signatory
Issuer symbol
PCG
Transactions as of
30 Nov 2022
Net transactions value
-$54,524
Form type
4
Filing time
02 Dec 2022, 15:05:34 UTC
Previous filing
30 Nov 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $10,205 -500 -0.15% $20.41* 331,810 30 Nov 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 5% nonredeemable Sale $23,849 -1,400 -2.3% $17.04* 60,483 01 Dec 2022 See Footnote F1
transaction PCG First pref stock, par value $25, 6% nonredeemable Sale $20,470 -1,000 -0.3% $20.47* 330,810 01 Dec 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% redeemable 166,693 30 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5% series A redeemable 81,811 30 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 5.50% nonredeemable 253,400 30 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.80% redeemable 139,266 30 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.50% redeemable 137,728 30 Nov 2022 See Footnote F1
holding PCG First pref stock, par value $25, 4.36% series A redeemable 108,711 30 Nov 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities.