Charles M. Fernandez - Jul 1, 2022 Form 4 Insider Report for NextPlat Corp (NXPL)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Charles M. Fernandez
Stock symbol
NXPL
Transactions as of
Jul 1, 2022
Transactions value $
$1,000,000
Form type
4
Date filed
10/6/2022, 09:15 AM
Previous filing
Jan 6, 2022
Next filing
Sep 19, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXPL Common Stock, par value $0.0001 per share Award $1M +200K +12.91% $5.00 1.75M Jul 22, 2022 Shares held by eApeiron Partners, LLC. F1, F2
transaction NXPL Common Stock, par value $0.0001 per share Award $0 +116K +6.63% $0.00 1.87M Sep 20, 2022 Shares held by eApeiron Partners, LLC F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXPL Stock Options Award $0 +70K +10.98% $0.00 708K Jul 1, 2022 Common Stock 70K $2.13 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Fernandez is the sole member and managing partner of eApeiron Partners LLC.
F2 Includes 200,000 shares of common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole member and managing partner.
F3 Includes 316,000 shares of restricted common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole and managing partner.
F4 On July 1, 2022, Mr. Fernandez was granted an option to purchase 70,000 shares of common stock. The option was fully vested, issued outside of any equity compensation plan, with an exercise price of $2.13, and a term of ten years.
F5 The stock options were granted as an equity incentive award.