Charles M. Fernandez - 01 Jul 2022 Form 4 Insider Report for NextPlat Corp (NXPL)

Role
Chairman & CEO, Director, 10%+ Owner
Signature
/s/ Charles M. Fernandez
Issuer symbol
NXPL
Transactions as of
01 Jul 2022
Net transactions value
+$1,000,000
Form type
4
Filing time
06 Oct 2022, 09:15:11 UTC
Previous filing
06 Jan 2022
Next filing
19 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXPL Common Stock, par value $0.0001 per share Award $1,000,000 +200,000 +13% $5.00 1,749,453 22 Jul 2022 Shares held by eApeiron Partners, LLC. F1, F2
transaction NXPL Common Stock, par value $0.0001 per share Award $0 +116,000 +6.6% $0.000000 1,865,453 20 Sep 2022 Shares held by eApeiron Partners, LLC F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXPL Stock Options Award $0 +70,000 +11% $0.000000 707,500 01 Jul 2022 Common Stock 70,000 $2.13 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Fernandez is the sole member and managing partner of eApeiron Partners LLC.
F2 Includes 200,000 shares of common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole member and managing partner.
F3 Includes 316,000 shares of restricted common stock held by eApeiron Partners LLC, of which Mr. Fernandez is sole and managing partner.
F4 On July 1, 2022, Mr. Fernandez was granted an option to purchase 70,000 shares of common stock. The option was fully vested, issued outside of any equity compensation plan, with an exercise price of $2.13, and a term of ten years.
F5 The stock options were granted as an equity incentive award.