R. Rimmy Malhotra - Sep 20, 2022 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Stock symbol
OPXS
Transactions as of
Sep 20, 2022
Transactions value $
-$292,777
Form type
4
Date filed
9/22/2022, 06:24 PM
Previous filing
Jul 13, 2022
Next filing
Dec 29, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Other -$57.3K -21.6K -17.54% $2.65 102K Sep 20, 2022 Direct F1
transaction OPXS Common Stock Other -$235K -88.9K -92.81% $2.65 6.89K Sep 20, 2022 See Note F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares Sold in Issuer Tender Offer.
F2 Shares held of record by Nicoya Fund LLC. The reporting person is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC.