R. Rimmy Malhotra - 20 Sep 2022 Form 4 Insider Report for Optex Systems Holdings Inc (OPXS)

Role
Director
Signature
/s/ R. Rimmy Malhotra
Issuer symbol
OPXS
Transactions as of
20 Sep 2022
Net transactions value
-$292,777
Form type
4
Filing time
22 Sep 2022, 18:24:29 UTC
Previous filing
13 Jul 2022
Next filing
29 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction OPXS Common Stock Other $57,304 -21,624 -18% $2.65 101,677 20 Sep 2022 Direct F1
transaction OPXS Common Stock Other $235,474 -88,858 -93% $2.65 6,888 20 Sep 2022 See Note F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares Sold in Issuer Tender Offer.
F2 Shares held of record by Nicoya Fund LLC. The reporting person is the managing member of Nicoya Capital LLC, which is the managing member of Nicoya Fund LLC.