Sheri Lofgren - 17 Aug 2022 Form 4 Insider Report for FOCUS UNIVERSAL INC. (FCUV)

Role
Director
Signature
/s/ Sheri Lofgren
Issuer symbol
FCUV
Transactions as of
17 Aug 2022
Net transactions value
-$132,251
Form type
4
Filing time
12 Sep 2022, 17:30:40 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FCUV Common Stock Award $83,659 +14,677 $5.70 14,677 17 Aug 2022 Direct F1
transaction FCUV Common Stock Award $32,904 +10,968 +75% $3.00 25,645 17 Aug 2022 Direct F2
transaction FCUV Common Stock Award $15,983 +1,804 +7% $8.86* 27,449 17 Aug 2022 Direct F3
transaction FCUV Common Stock Sale $110,447 -10,903 -40% $10.13* 16,546 07 Sep 2022 Direct
transaction FCUV Common Stock Sale $102,600 -10,000 -60% $10.26* 6,546 07 Sep 2022 Direct
transaction FCUV Common Stock Sale $51,750 -5,000 -76% $10.35* 1,546 07 Sep 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a cashless exercise of outstanding stock options to purchase 30,000 shares of common stock. The Reporting Person received 14,677 shares of common stock and surrendered 15,323 shares of common stock underlying the stock option in payment of the exercise price.
F2 Represents a cashless exercise of outstanding stock options to purchase 15,000 shares of common stock. The Reporting Person received 10,968 shares of common stock and surrendered 4,032 shares of common stock underlying the stock option in payment of the exercise price.
F3 Represents a cashless exercise of outstanding stock options to purchase 8,750 shares of common stock. The Reporting Person received 1,804 shares of common stock and surrendered 6,946 shares of common stock underlying the stock option in payment of the exercise price.