Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | UNQL | Series A Preferred | Oct 8, 2020 | Common Stock | 133M | Direct | F1, F2 |
Id | Content |
---|---|
F1 | Mr. Briones owns 20,000 shares of Series A Preferred Stock of the Issuer. Each share of Series A Preferred is convertible at any time into six thousand five hundred forty-seven shares of Common Stock of the Issuer. The Series A Preferred shares are convertible for no additional consideration at the election of the holder. |
F2 | Mr. Briones may not convert the Series A Preferred shares to the extent that such conversion would result in beneficial ownership by Mr. Briones of more than 4.99% of the issued and outstanding Common Stock of the Issuer. |