Adam Samuel Gusky - 31 Aug 2022 Form 4 Insider Report for RAND CAPITAL CORP (RAND)

Reporting relationship: Director
Issuer ticker: RAND
Reported as of: 31 Aug 2022
Net transaction value: +$11,695
SEC form: 4
Accepted by SEC: 02 Sep 2022, 16:15:43 UTC
Prior SEC filing: 26 Aug 2022
Next SEC filing: 07 Dec 2022
Source filing: View source filing
Reporting owner signature: /s/ Daniel Penberthy on behalf of Adam Samuel Gusky (2)

Key filing fact

Adam Samuel Gusky filed Form 4 for RAND CAPITAL CORP (RAND) on 02 Sep 2022.

Key facts

This page summarizes Adam Samuel Gusky's Form 4 filing for RAND CAPITAL CORP (RAND).
4 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 02 Sep 2022, 16:15.

Change

Previous filing in this sequence was filed on 26 Aug 2022.
Current net transaction value: +$11,695.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RAND transaction

Common Stock

Purchase

Transaction value: $2,884
Shares: +201
Change %: +1.1%
Price: $14.35
Shares after: 18,728
Date: 31 Aug 2022
Ownership: By LLC
Footnotes: F1

RAND transaction

Common Stock

Purchase

Transaction value: $1,464
Shares: +102
Change %: +0.54%
Price: $14.35
Shares after: 18,830
Date: 01 Sep 2022
Ownership: By LLC
Footnotes: F1

RAND transaction

Common Stock

Purchase

Transaction value: $2,940
Shares: +200
Change %: +1.1%
Price: $14.70
Shares after: 19,030
Date: 02 Sep 2022
Ownership: By LLC
Footnotes: F1

RAND transaction

Common Stock

Purchase

Transaction value: $4,407
Shares: +300
Change %: +1.6%
Price: $14.69
Shares after: 19,330
Date: 02 Sep 2022
Ownership: By LLC
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

These securities are held by AG Energy, LLC. These securities may be deemed to be beneficially owned by Mr. Gusky by virtue of his control of AG Energy, LLC.

SEC remarks

(2) Daniel Penberthy is signing on behalf of Mr. Gusky pursuant to a power of attorney dated December 1, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Gusky filed on March 15, 2022.