| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | VINO | Common Stock | 116,760 | 11 Aug 2022 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VINO | Restricted Stock Unit | Award | $37,500 | +46,469 | $0.8070 | 46,469 | 11 Aug 2022 | Common Stock | 46,469 | $0.8070 | Direct | F1 | |
| transaction | VINO | Warrants | Other | $0 | -8,333 | -100% | $0.000000* | 0 | 19 Aug 2022 | Common Stock | 8,333 | $6.00 | Direct | F2 |
| holding | VINO | Stock Option | 6,667 | 11 Aug 2022 | Common Stock | 6,667 | $9.08 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest on the earlier of 12/31/22 or pro rata termination of service as a director. |
| F2 | Warrants expired with no value received. |
| F3 | Options issued pursuant to the 2018 Equity Incentive Plan on September 28, 2020 at $9.08 per share. 1,667 shares vest on 9/8/2021; thereafter 417 shall vest every three months. |