Cheemin Bo-Linn - Aug 26, 2022 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Role
Director
Signature
/s/ Charles A. Scheiwe, Attorney-in-fact for Cheemin Bo-Linn
Stock symbol
FLUX
Transactions as of
Aug 26, 2022
Transactions value $
$0
Form type
4
Date filed
8/29/2022, 05:00 PM
Previous filing
Jun 28, 2022
Next filing
Feb 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Options Exercise +1.68K 1.68K Aug 26, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLUX Restricted Stock Units Award +5.03K 5.03K Aug 26, 2022 Common Stock 5.03K Direct F1
transaction FLUX Restricted Stock Units Options Exercise -1.68K -33.33% 3.36K Aug 26, 2022 Common Stock 1.68K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of RSUs on August 26, 2022 (the "Grant Date") pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest as follows: 1/3 of the RSUs vest on the Grant Date, 1/3 of the RSUs vest on April 29, 2023, and 1/3 of the RSUs vest on April 29, 2024.

Remarks:

Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022.)