A. Scott Dockter - Mar 22, 2019 Form 4 Insider Report for PureBase Corp (PUBC)

Signature
/s/ A. Scott Dockter
Stock symbol
PUBC
Transactions as of
Mar 22, 2019
Transactions value $
$52,641,643
Form type
4
Date filed
8/22/2022, 07:00 PM
Next filing
Mar 1, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PUBC Common stock Other -6M -13.43% 38.7M Mar 22, 2019 Direct F1
transaction PUBC Common stock Other +6M +15.52% 44.7M Jun 26, 2020 Direct F1
transaction PUBC Common stock Other -1.07M -2.4% 43.6M Aug 24, 2021 Direct F1
transaction PUBC Common stock Gift -2.5M -5.73% 41.1M Aug 24, 2021 Direct F2
transaction PUBC Common stock Other -1.15M -2.8% 39.9M Dec 7, 2021 Direct F1
transaction PUBC Common stock Other -1.4M -3.5% 38.5M Feb 22, 2022 Direct F1
transaction PUBC Common stock Other -500K -1.3% 38M Jun 17, 2022 Direct F1
transaction PUBC Common stock Other -1M -2.63% 37M Aug 10, 2022 Direct F1
transaction PUBC Common stock Other $5.42M +60.2M $0.09* 60.2M Sep 5, 2019 By Corporation F3
transaction PUBC Common stock Other $566K +6.29M +10.44% $0.09 66.5M Feb 3, 2020 By Corporation F3
transaction PUBC Common stock Other $1.08M +6.72M +10.1% $0.16 73.3M Jul 7, 2020 By Corporation F3
transaction PUBC Common stock Other $1.5M +17M +23.23% $0.09 90.3M Jul 7, 2022 By Corporation F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PUBC Stock option (right to buy) Other $44.1M +116M $0.38 116M Oct 6, 2021 Common Stock 116M $0.38 By limited liability company F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares paid to third parties as consideration for making loans to the Reporting Person.
F2 Bona fide gift.
F3 Represents shares held by US Mine Corporation, of which the Reporting Person is a 33% owner. The Reporting Person disclaims beneficial ownership as to 66% of such shares.
F4 Option issued to US Mine Corp. as consideration for rights granted under a mineral extraction agreement with the Issuer.
F5 58,000,000 shares subject to the option were exercisable as of 4/6/22, 29,000,000 shares vest and become exercisable on 10/6/22 and 29,000,000 shares vest and become exercisable on 4/6/23.
F6 Represents shares exercisable under an option held by US Mine LLC, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.