A. Scott Dockter - Mar 22, 2019 Form 4 Insider Report for PureBase Corp (PUBC)

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ A. Scott Dockter
Stock symbol: PUBC
Transactions as of: Mar 22, 2019
Transactions value $: $52,641,643
Form type: 4
Date filed: 8/22/2022, 07:00 PM
Next filing: Mar 1, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PUBC	Common stock	Other		-6M	-13.43%		38.7M	Mar 22, 2019	Direct	F1
transaction	PUBC	Common stock	Other		+6M	+15.52%		44.7M	Jun 26, 2020	Direct	F1
transaction	PUBC	Common stock	Other		-1.07M	-2.4%		43.6M	Aug 24, 2021	Direct	F1
transaction	PUBC	Common stock	Gift		-2.5M	-5.73%		41.1M	Aug 24, 2021	Direct	F2
transaction	PUBC	Common stock	Other		-1.15M	-2.8%		39.9M	Dec 7, 2021	Direct	F1
transaction	PUBC	Common stock	Other		-1.4M	-3.5%		38.5M	Feb 22, 2022	Direct	F1
transaction	PUBC	Common stock	Other		-500K	-1.3%		38M	Jun 17, 2022	Direct	F1
transaction	PUBC	Common stock	Other		-1M	-2.63%		37M	Aug 10, 2022	Direct	F1
transaction	PUBC	Common stock	Other	$5.42M	+60.2M		$0.09^*	60.2M	Sep 5, 2019	By Corporation	F3
transaction	PUBC	Common stock	Other	$566K	+6.29M	+10.44%	$0.09	66.5M	Feb 3, 2020	By Corporation	F3
transaction	PUBC	Common stock	Other	$1.08M	+6.72M	+10.1%	$0.16	73.3M	Jul 7, 2020	By Corporation	F3
transaction	PUBC	Common stock	Other	$1.5M	+17M	+23.23%	$0.09	90.3M	Jul 7, 2022	By Corporation	F3

Showing 1 to 12 of 12 entries

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PUBC	Stock option (right to buy)	Other	$44.1M	+116M		$0.38	116M	Oct 6, 2021	Common Stock	116M	$0.38	By limited liability company	F4, F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares paid to third parties as consideration for making loans to the Reporting Person.
F2	Bona fide gift.
F3	Represents shares held by US Mine Corporation, of which the Reporting Person is a 33% owner. The Reporting Person disclaims beneficial ownership as to 66% of such shares.
F4	Option issued to US Mine Corp. as consideration for rights granted under a mineral extraction agreement with the Issuer.
F5	58,000,000 shares subject to the option were exercisable as of 4/6/22, 29,000,000 shares vest and become exercisable on 10/6/22 and 29,000,000 shares vest and become exercisable on 4/6/23.
F6	Represents shares exercisable under an option held by US Mine LLC, of which the Reporting Person is a 33.3% owner. The Reporting Person disclaims beneficial ownership as to 66.6% of such shares.