Steven A. Moel - 11 Aug 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Steven Moel
Issuer symbol
N/A
Transactions as of
11 Aug 2022
Net transactions value
+$37,500
Form type
4
Filing time
17 Aug 2022, 21:16:27 UTC
Previous filing
27 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 138,593 11 Aug 2022 Direct
holding VINO Common Stock 11,770 11 Aug 2022 Held by Roth IRA
holding VINO Common Stock 1,780 11 Aug 2022 Held by Dr. Moel's son
holding VINO Common Stock 1,900 11 Aug 2022 Held by Dr. Moel's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $37,500 +46,469 $0.8070 46,469 11 Aug 2022 Common Stock 46,469 $0.8070 Direct F1
holding VINO Restricted Stock Unit 2,867 11 Aug 2022 Common Stock 2,867 $0.6250 Direct F2
holding VINO Stock Option 6,667 11 Aug 2022 Common Stock 6,667 $9.08 Direct F3
holding VINO Stock Option 3,334 11 Aug 2022 Common Stock 3,334 $5.78 Direct F4
holding VINO Stock Option 2,667 11 Aug 2022 Common Stock 2,667 $8.09 Direct F5
holding VINO Stock Option 3,334 11 Aug 2022 Common Stock 3,334 $16.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest the earlier of 12/31/22 or pro rata to termination of service as a director.
F2 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 1,433 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
F3 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F4 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 6,667 shares vest on 9/20/19; thereafter options to acquire 167 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.