Steven Moel - Aug 11, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Steven Moel
Stock symbol
VINO
Transactions as of
Aug 11, 2022
Transactions value $
$37,500
Form type
4
Date filed
8/17/2022, 09:16 PM
Previous filing
Jun 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 139K Aug 11, 2022 Direct
holding VINO Common Stock 11.8K Aug 11, 2022 Held by Roth IRA
holding VINO Common Stock 1.78K Aug 11, 2022 Held by Dr. Moel's son
holding VINO Common Stock 1.9K Aug 11, 2022 Held by Dr. Moel's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Award $37.5K +46.5K $0.81 46.5K Aug 11, 2022 Common Stock 46.5K $0.81 Direct F1
holding VINO Restricted Stock Unit 2.87K Aug 11, 2022 Common Stock 2.87K $0.63 Direct F2
holding VINO Stock Option 6.67K Aug 11, 2022 Common Stock 6.67K $9.08 Direct F3
holding VINO Stock Option 3.33K Aug 11, 2022 Common Stock 3.33K $5.78 Direct F4
holding VINO Stock Option 2.67K Aug 11, 2022 Common Stock 2.67K $8.09 Direct F5
holding VINO Stock Option 3.33K Aug 11, 2022 Common Stock 3.33K $16.50 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; shares vest the earlier of 12/31/22 or pro rata to termination of service as a director.
F2 Restricted stock units issued pursuant to Gaucho's 2018 Equity Incentive Plan; 1,433 shares vest on 9/18/22 with the remainder vesting on 12/18/22.
F3 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F4 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F5 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 6,667 shares vest on 9/20/19; thereafter options to acquire 167 shares vest every three months.
F6 Options granted pursuant to Gaucho's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.