David B. Rothrock - Jun 24, 2022 Form 4 Insider Report for Investview, Inc. (INVU)

Role
Director, 10%+ Owner
Signature
/s/ David B. Rothrock
Stock symbol
INVU
Transactions as of
Jun 24, 2022
Transactions value $
$0
Form type
4
Date filed
6/28/2022, 07:44 PM
Previous filing
Apr 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction INVU Common Stock, $0.001 par value Disposed to Issuer $0 -33.3M -74.4% $0.00 11.5M Jun 24, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction INVU Employee Stock Option Award $0 +43.8M $0.00 43.8M Jun 24, 2022 Common Stock 43.8M $0.05 Direct F2
transaction INVU Employee Stock Option Award $0 +41.7M +95.24% $0.00 85.4M Jun 24, 2022 Common Stock 41.7M $0.05 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition to the issuer of restricted stock under Rule 16b-3(e) in exchange for option granted 6/24/2022. See note (2).
F2 Acquisition from the issuer of option under Rule 16b-3(d) in exchange for restricted stock and in consideration of Mr. Rothrock's services as a director of the Company. Option issued pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 8,750,000 shares of common stock vest on February 3, 2023; 8,750,000 shares of common stock vest on February 3, 2024; 8,750,000 shares of common stock vest on February 3, 2025; 8,750,000 shares of common stock vest on February 3, 2026; 8,750,000 shares of common stock vest on February 3, 2027.
F3 Acquisition from the issuer of option under Rule 16b-3(d) in consideration of Mr. Rothrock's services as a director of the Company and pursuant to the Company's 2022 Incentive Plan. Option has multiple vesting dates, as follows: 20,833,333 shares of common stock vest on November 9, 2022; 20,833,335 shares of common stock vest on November 9, 2023.