Roger Noriega - Jun 30, 2017 Form 4 Insider Report for Brazil Minerals, Inc. (ATLX)

Role
Director
Signature
/s/ Roger Noriega
Stock symbol
ATLX
Transactions as of
Jun 30, 2017
Transactions value $
$0
Form type
4
Date filed
6/17/2022, 04:03 PM
Next filing
Sep 6, 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K 1.5K Sep 30, 2021 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K +100% 3K Sep 30, 2021 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K +50% 4.5K Sep 30, 2021 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K +33.33% 6K Dec 1, 2021 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K +25% 7.5K Mar 1, 2022 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1.5K +20% 9K Jun 1, 2022 Series D Convertible Preferred Stock 1.5K $0.10 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Quarterly award of Stock Options for services as a director.
F2 The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.