Roger Noriega - 30 Jun 2017 Form 4 Insider Report for Brazil Minerals, Inc. (ATLX)

Role
Director
Signature
/s/ Roger Noriega
Issuer symbol
ATLX
Transactions as of
30 Jun 2017
Net transactions value
$0
Form type
4
Filing time
17 Jun 2022, 16:03:09 UTC
Next filing
06 Sep 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 1,500 30 Sep 2021 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 +100% 3,000 30 Sep 2021 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 +50% 4,500 30 Sep 2021 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 +33% 6,000 01 Dec 2021 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 +25% 7,500 01 Mar 2022 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
transaction ATLX Series D Convertible Preferred Stock Options Award +1,500 +20% 9,000 01 Jun 2022 Series D Convertible Preferred Stock 1,500 $0.1000 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Quarterly award of Stock Options for services as a director.
F2 The reporting person does not receive cash compensation from the Issuer for his services as a directors and instead contractually earns options which can converted in up to 1,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable quarterly, on the first of each March, June, September, and December and are fully vested upon issuance.