Roger Noriega - Jun 30, 2017 Form 4 Insider Report for Brazil Minerals, Inc. (ATLX)

Role
Director
Signature
/s/ Roger Noriega
Stock symbol
ATLX
Transactions as of
Jun 30, 2017
Transactions value $
-$199,361
Form type
4
Date filed
6/17/2022, 04:00 PM
Next filing
Sep 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATLX Common Stock, par value $.001 per share Options Exercise $44.6K +1.25M +52834.44% $0.04 1.25M Feb 12, 2021 Direct F1, F2, F3
transaction ATLX Common Stock, par value $.001 per share Options Exercise $101K +2.82M +225.84% $0.04 4.07M Feb 12, 2021 Direct F4
transaction ATLX Common Stock, par value $.001 per share Options Exercise $157K +4.39M +107.87% $0.04 8.45M Feb 12, 2021 Direct F5
transaction ATLX Common Stock, par value $.001 per share Options Exercise $223K +6.24M +73.81% $0.04 14.7M Feb 12, 2021 Direct F6
transaction ATLX Common Stock, par value $.001 per share Options Exercise $229K +6.41M +43.59% $0.04 21.1M Feb 12, 2021 Direct F7
transaction ATLX Common Stock, par value $.001 per share Options Exercise $440K +12.3M +58.31% $0.04 33.4M Feb 12, 2021 Direct F8
transaction ATLX Common Stock, par value $.001 per share Options Exercise $297K +11.1M +33.37% $0.03 44.6M Mar 2, 2021 Direct F9
transaction ATLX Common Stock, par value $.001 per share Options Exercise $365K +13.7M +30.79% $0.03 58.3M Mar 2, 2021 Direct F10
transaction ATLX Common Stock, par value $.001 per share Options Exercise $77.4K +2.91M +4.99% $0.03 61.2M Mar 2, 2021 Direct F11
transaction ATLX Common Stock, par value $.001 per share Options Exercise $191K +7.19M +11.75% $0.03 68.4M Mar 2, 2021 Direct F12
transaction ATLX Common Stock, par value $.001 per share Options Exercise $211K +7.94M +11.62% $0.03 76.3M Mar 2, 2021 Direct F13
transaction ATLX Common Stock, par value $.001 per share Options Exercise $291K +10.9M +14.32% $0.03 87.2M Mar 2, 2021 Direct F14
transaction ATLX Common Stock, par value $.001 per share Options Exercise $360K +13.5M +15.53% $0.03 101M Mar 2, 2021 Direct F15
transaction ATLX Common Stock, par value $.001 per share Options Exercise $256K +9.61M +9.54% $0.03 110M Mar 2, 2021 Direct F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLX Common Stock Options Award +1.06M 1.06M Jun 30, 2017 Common Stock 1.06M $0.02 Direct F17, F18
transaction ATLX Common Stock Options Award +1.6M +151.53% 2.65M Sep 30, 2017 Common Stock 1.6M $0.01 Direct F18
transaction ATLX Common Stock Options Award +3.17M +119.59% 5.83M Dec 31, 2017 Common Stock 3.17M $0.00 Direct F18
transaction ATLX Common Stock Options Award +4.89M +83.97% 10.7M Mar 31, 2018 Common Stock 4.89M $0.00 Direct F18
transaction ATLX Common Stock Options Award +6.69M +62.4% 17.4M Jun 30, 2018 Common Stock 6.69M $0.00 Direct F18
transaction ATLX Common Stock Options Award +6.69M +38.41% 24.1M Sep 30, 2018 Common Stock 6.69M $0.00 Direct F18
transaction ATLX Common Stock Options Award +12.8M +53.14% 36.9M Dec 31, 2018 Common Stock 12.8M $0.00 Direct F18
transaction ATLX Common Stock Options Award +11.6M +31.51% 48.5M Mar 31, 2019 Common Stock 11.6M $0.00 Direct F18
transaction ATLX Common Stock Options Award +14.3M +29.37% 62.8M Jun 30, 2019 Common Stock 14.3M $0.00 Direct F18
transaction ATLX Common Stock Options Award +3.47M +5.53% 66.3M Sep 30, 2019 Common Stock 3.47M $0.00 Direct F18
transaction ATLX Common Stock Options Award +7.93M +11.98% 74.2M Dec 31, 2019 Common Stock 7.93M $0.00 Direct F18
transaction ATLX Common Stock Options Award +8.35M +11.25% 82.5M Mar 31, 2020 Common Stock 8.35M $0.00 Direct F18
transaction ATLX Common Stock Options Award +11.4M +13.87% 94M Jun 30, 2020 Common Stock 11.4M $0.00 Direct F18
transaction ATLX Common Stock Options Award +14.1M +15.04% 108M Sep 30, 2020 Common Stock 14.1M $0.00 Direct F18
transaction ATLX Common Stock Options Award +9.99M +9.24% 118M Dec 31, 2020 Common Stock 9.99M $0.00 Direct F18
transaction ATLX Common Stock Options Options Exercise -$57.2K -1.6M -1.35% $0.04 117M Feb 12, 2021 Common Stock 1.6M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$114K -3.17M -2.72% $0.04 113M Feb 12, 2021 Common Stock 3.17M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$175K -4.89M -4.32% $0.04 108M Feb 12, 2021 Common Stock 4.89M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$239K -6.69M -6.17% $0.04 102M Feb 12, 2021 Common Stock 6.69M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$239K -6.69M -6.57% $0.04 95.1M Feb 12, 2021 Common Stock 6.69M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$458K -12.8M -13.47% $0.04 82.3M Feb 12, 2021 Common Stock 12.8M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$309K -11.6M -14.14% $0.03 70.6M Mar 2, 2021 Common Stock 11.6M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$379K -14.3M -20.18% $0.03 56.4M Mar 2, 2021 Common Stock 14.3M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$92.3K -3.47M -6.16% $0.03 52.9M Mar 2, 2021 Common Stock 3.47M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$211K -7.93M -15% $0.03 45M Mar 2, 2021 Common Stock 7.93M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$222K -8.35M -18.57% $0.03 36.6M Mar 2, 2021 Common Stock 8.35M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$304K -11.4M -31.26% $0.03 25.2M Mar 2, 2021 Common Stock 11.4M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$376K -14.1M -56.13% $0.03 11M Mar 2, 2021 Common Stock 14.1M Direct F19, F20
transaction ATLX Common Stock Options Options Exercise -$266K -9.99M -90.45% $0.03 1.06M Mar 2, 2021 Common Stock 9.99M Direct F19, F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Report on Form 4 discloses previously unreported non-derivative security transactions effected by or on behalf of the reporting person since February 12, 2021.
F2 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2017. Reflects 352,764 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 1,598,600 options.
F3 The amount of securities beneficially owned by the reporting person prior to this transaction was 2,358 as a result of a reverse stock split effected by the Issuer on January 27, 2017.
F4 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2017. Reflects 354,582 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 3,173,500 options.
F5 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2018. Reflects 505,702 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 4,893,000 options.
F6 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2018. Reflects 448,425 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,689,000 options.
F7 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2018. Reflects 280,140 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,686,000 options.
F8 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2018. Reflects 500,755 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 12,805,000 options.
F9 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2019. Reflects 480,858 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,628,000 options.
F10 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2019. Reflects 535,828 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,253,000 options.
F11 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2019. Reflects 561,021 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 3,470,500 options.
F12 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2019. Reflects 745,677 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 7,934,000 options.
F13 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2020. Reflects 408,034 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 8,349,000 options.
F14 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2020. Reflects 516,384 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,446,500 options.
F15 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2020. Reflects 584,365 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,131,000 options.
F16 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2020. Reflects 375,527 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 9,989,000 options.
F17 This Report on Form 4 discloses previously unreported derivative security transactions effected by or on behalf of the reporting person since June 30, 2017.
F18 Quarterly award of Stock Options for services as a director.
F19 Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.
F20 The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.