Roger Noriega - 30 Jun 2017 Form 4 Insider Report for Brazil Minerals, Inc. (ATLX)

Role
Director
Signature
/s/ Roger Noriega
Issuer symbol
ATLX
Transactions as of
30 Jun 2017
Net transactions value
-$199,361
Form type
4
Filing time
17 Jun 2022, 16:00:49 UTC
Next filing
06 Sep 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATLX Common Stock, par value $.001 per share Options Exercise $44,601 +1,245,836 +52834% $0.0358 1,248,194 12 Feb 2021 Direct F1, F2, F3
transaction ATLX Common Stock, par value $.001 per share Options Exercise $100,917 +2,818,918 +226% $0.0358 4,067,112 12 Feb 2021 Direct F4
transaction ATLX Common Stock, par value $.001 per share Options Exercise $157,065 +4,387,298 +108% $0.0358 8,454,410 12 Feb 2021 Direct F5
transaction ATLX Common Stock, par value $.001 per share Options Exercise $223,413 +6,240,575 +74% $0.0358 14,694,985 12 Feb 2021 Direct F6
transaction ATLX Common Stock, par value $.001 per share Options Exercise $229,330 +6,405,860 +44% $0.0358 21,100,845 12 Feb 2021 Direct F7
transaction ATLX Common Stock, par value $.001 per share Options Exercise $440,492 +12,304,245 +58% $0.0358 33,405,090 12 Feb 2021 Direct F8
transaction ATLX Common Stock, par value $.001 per share Options Exercise $296,514 +11,147,142 +33% $0.0266 44,552,232 02 Mar 2021 Direct F9
transaction ATLX Common Stock, par value $.001 per share Options Exercise $364,877 +13,717,172 +31% $0.0266 58,269,404 02 Mar 2021 Direct F10
transaction ATLX Common Stock, par value $.001 per share Options Exercise $77,392 +2,909,479 +5% $0.0266 61,178,883 02 Mar 2021 Direct F11
transaction ATLX Common Stock, par value $.001 per share Options Exercise $191,209 +7,188,323 +12% $0.0266 68,367,206 02 Mar 2021 Direct F12
transaction ATLX Common Stock, par value $.001 per share Options Exercise $211,230 +7,940,966 +12% $0.0266 76,308,172 02 Mar 2021 Direct F13
transaction ATLX Common Stock, par value $.001 per share Options Exercise $290,741 +10,930,116 +14% $0.0266 87,238,288 02 Mar 2021 Direct F14
transaction ATLX Common Stock, par value $.001 per share Options Exercise $360,340 +13,546,635 +16% $0.0266 100,784,923 02 Mar 2021 Direct F15
transaction ATLX Common Stock, par value $.001 per share Options Exercise $255,718 +9,613,473 +9.5% $0.0266 110,398,396 02 Mar 2021 Direct F16

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLX Common Stock Options Award +1,055,000 1,055,000 30 Jun 2017 Common Stock 1,055,000 $0.0224 Direct F17, F18
transaction ATLX Common Stock Options Award +1,598,600 +152% 2,653,600 30 Sep 2017 Common Stock 1,598,600 $0.007900 Direct F18
transaction ATLX Common Stock Options Award +3,173,500 +120% 5,827,100 31 Dec 2017 Common Stock 3,173,500 $0.004000 Direct F18
transaction ATLX Common Stock Options Award +4,893,000 +84% 10,720,100 31 Mar 2018 Common Stock 4,893,000 $0.003700 Direct F18
transaction ATLX Common Stock Options Award +6,689,000 +62% 17,409,100 30 Jun 2018 Common Stock 6,689,000 $0.002400 Direct F18
transaction ATLX Common Stock Options Award +6,686,000 +38% 24,095,100 30 Sep 2018 Common Stock 6,686,000 $0.001500 Direct F18
transaction ATLX Common Stock Options Award +12,805,000 +53% 36,900,100 31 Dec 2018 Common Stock 12,805,000 $0.001400 Direct F18
transaction ATLX Common Stock Options Award +11,628,000 +32% 48,528,100 31 Mar 2019 Common Stock 11,628,000 $0.001100 Direct F18
transaction ATLX Common Stock Options Award +14,253,000 +29% 62,781,100 30 Jun 2019 Common Stock 14,253,000 $0.001000 Direct F18
transaction ATLX Common Stock Options Award +3,470,500 +5.5% 66,251,600 30 Sep 2019 Common Stock 3,470,500 $0.004300 Direct F18
transaction ATLX Common Stock Options Award +7,934,000 +12% 74,185,600 31 Dec 2019 Common Stock 7,934,000 $0.002500 Direct F18
transaction ATLX Common Stock Options Award +8,349,000 +11% 82,534,600 31 Mar 2020 Common Stock 8,349,000 $0.001300 Direct F18
transaction ATLX Common Stock Options Award +11,446,500 +14% 93,981,100 30 Jun 2020 Common Stock 11,446,500 $0.001200 Direct F18
transaction ATLX Common Stock Options Award +14,131,000 +15% 108,112,100 30 Sep 2020 Common Stock 14,131,000 $0.001100 Direct F18
transaction ATLX Common Stock Options Award +9,989,000 +9.2% 118,101,100 31 Dec 2020 Common Stock 9,989,000 $0.001000 Direct F18
transaction ATLX Common Stock Options Options Exercise $57,230 -1,598,600 -1.4% $0.0358 116,502,500 12 Feb 2021 Common Stock 1,598,600 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $113,611 -3,173,500 -2.7% $0.0358 113,329,000 12 Feb 2021 Common Stock 3,173,500 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $175,169 -4,893,000 -4.3% $0.0358 108,436,000 12 Feb 2021 Common Stock 4,893,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $239,466 -6,689,000 -6.2% $0.0358 101,747,000 12 Feb 2021 Common Stock 6,689,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $239,359 -6,686,000 -6.6% $0.0358 95,061,000 12 Feb 2021 Common Stock 6,686,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $458,419 -12,805,000 -13% $0.0358 82,256,000 12 Feb 2021 Common Stock 12,805,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $309,305 -11,628,000 -14% $0.0266 70,628,000 02 Mar 2021 Common Stock 11,628,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $379,130 -14,253,000 -20% $0.0266 56,375,000 02 Mar 2021 Common Stock 14,253,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $92,315 -3,470,500 -6.2% $0.0266 52,904,500 02 Mar 2021 Common Stock 3,470,500 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $211,044 -7,934,000 -15% $0.0266 44,970,500 02 Mar 2021 Common Stock 7,934,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $222,083 -8,349,000 -19% $0.0266 36,621,500 02 Mar 2021 Common Stock 8,349,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $304,477 -11,446,500 -31% $0.0266 25,175,000 02 Mar 2021 Common Stock 11,446,500 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $375,885 -14,131,000 -56% $0.0266 11,044,000 02 Mar 2021 Common Stock 14,131,000 Direct F19, F20
transaction ATLX Common Stock Options Options Exercise $265,707 -9,989,000 -90% $0.0266 1,055,000 02 Mar 2021 Common Stock 9,989,000 Direct F19, F20
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Report on Form 4 discloses previously unreported non-derivative security transactions effected by or on behalf of the reporting person since February 12, 2021.
F2 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2017. Reflects 352,764 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 1,598,600 options.
F3 The amount of securities beneficially owned by the reporting person prior to this transaction was 2,358 as a result of a reverse stock split effected by the Issuer on January 27, 2017.
F4 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2017. Reflects 354,582 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 3,173,500 options.
F5 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2018. Reflects 505,702 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 4,893,000 options.
F6 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2018. Reflects 448,425 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,689,000 options.
F7 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2018. Reflects 280,140 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 6,686,000 options.
F8 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2018. Reflects 500,755 shares withheld at the cashless exercise price of $0.0358 per share to fund the cashless exercise of 12,805,000 options.
F9 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2019. Reflects 480,858 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,628,000 options.
F10 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2019. Reflects 535,828 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,253,000 options.
F11 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2019. Reflects 561,021 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 3,470,500 options.
F12 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2019. Reflects 745,677 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 7,934,000 options.
F13 Stock received in connection with reporting person's cashless exercise of stock options granted on 3/31/2020. Reflects 408,034 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 8,349,000 options.
F14 Stock received in connection with reporting person's cashless exercise of stock options granted on 6/30/2020. Reflects 516,384 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 11,446,500 options.
F15 Stock received in connection with reporting person's cashless exercise of stock options granted on 9/30/2020. Reflects 584,365 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 14,131,000 options.
F16 Stock received in connection with reporting person's cashless exercise of stock options granted on 12/31/2020. Reflects 375,527 shares withheld at the cashless exercise price of $0.0266 per share to fund the cashless exercise of 9,989,000 options.
F17 This Report on Form 4 discloses previously unreported derivative security transactions effected by or on behalf of the reporting person since June 30, 2017.
F18 Quarterly award of Stock Options for services as a director.
F19 Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.
F20 The Stock Options had fully vested upon issuance and were fully exercised as shown on Table I above.