Marc Fogassa - Dec 18, 2012 Form 4 Insider Report for Brazil Minerals, Inc. (ATLX)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Marc Fogassa
Stock symbol
ATLX
Transactions as of
Dec 18, 2012
Transactions value $
-$16,809,486,044
Form type
4
Date filed
6/17/2022, 04:00 PM
Next filing
Aug 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ATLX Common Stock, par value $.001 per share Award $0 +1.14M $0.00 1.14M Feb 4, 2013 Direct F1, F2, F3
transaction ATLX Common Stock, par value $.001 per share Award $21.2K +265K +23.27% $0.08* 1.4M Feb 27, 2014 Direct F2, F3
transaction ATLX Common Stock, par value $.001 per share Award $107K +2.68M +95446.47% $0.04* 2.68M Feb 15, 2017 Direct F3, F4
transaction ATLX Common Stock, par value $.001 per share Options Exercise $0 +41M +1422.16% $0.00 43.9M Aug 28, 2019 Direct F5
transaction ATLX Common Stock, par value $.001 per share Options Exercise $0 +10M +22.79% $0.00 53.9M Sep 21, 2019 Direct F6
transaction ATLX Common Stock, par value $.001 per share Options Exercise $0 +162M +299.98% $0.00 216M Dec 3, 2020 Direct F7
transaction ATLX Common Stock, par value $.001 per share Purchase $8.10 +1K +0% $0.01 191M Nov 4, 2021 Direct F8
transaction ATLX Common Stock, par value $.001 per share Disposed to Issuer -$3.99K -399K -0.21% $0.01 185M Mar 17, 2022 Direct F9
transaction ATLX Common Stock, par value $.001 per share Award $178K +23.4M +12.63% $0.01 209M Apr 18, 2022 Direct F10
transaction ATLX Common Stock, par value $.001 per share Disposed to Issuer -$31.2K -3M -1.48% $0.01 200M Jun 15, 2022 Direct F9
transaction ATLX Common Stock, par value $.001 per share Disposed to Issuer -$15.2K -1.5M -0.75% $0.01 198M Jun 16, 2022 Direct F9
transaction ATLX Common Stock, par value $.001 per share Award $5.63K +28.1M $0.00* 28.1M Apr 27, 2016 See Footnote F2, F11
transaction ATLX Common Stock, par value $.001 per share Award $150K +25M $0.01* 25M Oct 26, 2017 See Footnote F12
transaction ATLX Common Stock, par value $.001 per share Award $102K +53.9M +215.79% $0.00* 78.9M Mar 11, 2020 See Footnote F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ATLX Series A Convertible Preferred Stock Award $1.00 +1 $1.00* 1 Dec 18, 2012 Common Stock 1 Direct F13, F14, F15
transaction ATLX Common Stock Options Award +225M 225M Apr 7, 2019 Common Stock 225M $0.00 Direct F16
transaction ATLX Common Stock Options Award +112M +50% 337M Jun 30, 2019 Common Stock 112M $0.00 Direct F16
transaction ATLX Common Stock Options Options Exercise -$16.8B -41M -12.16% $410.00* 296M Aug 28, 2019 Common Stock 41M Direct F17
transaction ATLX Common Stock Options Options Exercise $0 -10M -3.39% $0.00 286M Sep 21, 2019 Common Stock 10M Direct F17
transaction ATLX Common Stock Options Options Exercise $0 -164M -59.08% $0.00 113M Dec 3, 2020 Common Stock 122M Direct F17
transaction ATLX 0% Convertible Promissory Note Award $202K $202K Sep 13, 2017 Common Stock Direct F18, F19, F20
transaction ATLX 6% Convertible Promissory Note Award $243K $243K Sep 13, 2017 Common Stock Direct F18, F19, F20
transaction ATLX 6% Convertible Promissory Note Award $262K $262K Apr 7, 2019 Common Stock Direct F18, F19, F20
transaction ATLX 0% Convertible Promissory Note Options Exercise -$202K $0 Apr 7, 2019 Common Stock Options $202,240.00 Direct F19, F21
transaction ATLX 6% Convertible Promissory Note Award $61.7K $61.7K Jun 30, 2019 Common Stock Direct F18, F19, F20
transaction ATLX 6% Convertible Promissory Note Options Exercise -$243K $0 Sep 15, 2021 Series D Convertible Preferred Stock $243,388.00 Direct F19, F22
transaction ATLX 6% Convertible Promissory Note Options Exercise -$262K $0 Sep 15, 2021 Series D Convertible Preferred Stock $261,631.00 Direct F19, F22
transaction ATLX 6% Convertible Promissory Note Options Exercise -$61.7K $0 Sep 15, 2021 Series D Convertible Preferred Stock $61,724.00 Direct F19, F22
transaction ATLX Series D Convertible Preferred Stock Options Exercise +214K 214K Sep 15, 2021 Common Stock 214K Direct F15, F24, F25
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K 2.5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +100% 5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +50% 7.5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +33.33% 10K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +25% 12.5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +20% 15K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +16.67% 17.5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +14.29% 20K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +12.5% 22.5K Sep 30, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +11.11% 25K Oct 1, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +10% 27.5K Nov 1, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +9.09% 30K Dec 1, 2021 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +8.33% 32.5K Jan 1, 2022 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +7.69% 35K Feb 1, 2022 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
transaction ATLX Series D Convertible Preferred Stock Options Award +2.5K +7.14% 37.5K Mar 1, 2022 Series D Convertible Preferred Stock 2.5K $0.10 Direct F23
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Report on Form 4 discloses certain previously unreported non-derivative security transactions effected by or on behalf of the reporting person.
F2 The Issuer underwent a 1-for-500 reverse stock split on January 27, 2017. The reported number is on a pre-reverse split basis.
F3 Stock grant received by the reporting person for services rendered to the Issuer.
F4 Adjusted to account for the Issuer's 1-for-500 reverse stock split that occurred on January 27, 2017.
F5 Stock received in connection with reporting person's cash exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001.
F6 Stock received in connection with reporting person's cashless exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001. Reflects 28,653 shares of Common Stock withheld to fund the cashless exercise of options to purchase 10,028,653 shares.
F7 Stock received in connection with reporting person's cashless exercise of stock options granted on April 7, 2019 with an exercise price of $0.00001. Reflects 2,046,031 shares of Common Stock withheld to fund the cashless exercise of options to purchase 163,682,458 shares.
F8 Open market acquisition.
F9 Disposition pursuant to a 10b5-1 Sales Plan entered into in September 2021.
F10 Stock grant received by the reporting person in satisfaction of contractual obligations entered into in December 2020.
F11 By Hedgefort Investimentos Ltda., an entity controlled by the reporting person.
F12 By Lancaster Brazil Fund LP, an entity controlled by the reporting person.
F13 This Report on Form 4 discloses previously unreported transactions on derivative securities of the Issuer effected by or on behalf of the reporting person.
F14 One share of Series A Convertible Preferred Stock was designated and issued for $1.00 to the reporting person in connection with a series of transactions effected on December 18, 2012. On this date, the reporting person was elected as director and Chief Executive Officer of the Issuer. Each share of Series A Convertible Preferred Stock is convertible into one (1) share of Common Stock, exercisable at any time upon ten days prior written notice.
F15 No expiration date.
F16 The Stock Options were issued in connection with the conversion of the 0% Convertible Promissory Note in the principal amount of $202,240 issued to the reporting person on 9/13/2017. The exercise price of such Stock Options was $0.00001.
F17 Stock Options exercised at the exercise price disclosed on Table I to this Report on Form 4 on the corresponding transaction date.
F18 Each of the Convertible Notes have been satisfied and cancelled. All or a portion of the outstanding principal and any accrued but unpaid interest of the Convertible Notes was convertible into shares of the Issuer's Common Stock at $0.0003. Aggregate amount shown for the Convertible Note represents the principal amount of the Convertible Note and excludes any accrued interest. Each 6% Convertible Promissory Note paid simple interest of 6% per annum on the outstanding principal balance.
F19 Each of the Convertible Notes have been satisfied and cancelled. Each Convertible Note was payable on demand or through conversion of the Convertible Note, at the election of the reporting person, at any time prior to payment in full by the Issuer.
F20 The reporting person had the contractual right to request that any conversion of a Convertible Note be made into Options to purchase Common Stock of the Issuer instead of Common Stock.
F21 In connection with the satisfaction and cancellation of the Convertible Note, such Convertible Note was converted into Options to purchase (i) 224,711,111 shares of Common Stock of the Issuer on 04/07/2019 and (ii) 112,355,556 shares of Common Stock of the Issuer on 06/30/2019.
F22 The reporting person elected to convert the Convertible Note subject to an immediate conversion into the monetary equivalent of Series D Convertible Preferred Stock of the Issuer.
F23 The reporting person does not receive cash compensation from the Issuer and contractually earns options which can converted in up to 2,500 shares of Series D Convertible Preferred Stock at an exercise price of $0.10 per share. Such options are issuable monthly and are fully-vested upon issuance.
F24 Each share of Series D Convertible Preferred Stock is immediately convertible into 10,000 shares of Common Stock of the Issuer.
F25 The shares of Series D Convertible Preferred Stock were issued to the reporting person in connection with the satisfaction and cancellation of the 6% Convertible Notes issued on 09/13/2017 (with principal amount of $243,388 and accrued interest of $32,327.26), 04/07/2019 (with principal amount of $261,631 and accrued interest of $34,750.33), and 06/30/2019 (with principal amount of $61,724 and accrued interest of $8,198.30).