Steven Moel - Jun 7, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Steven Moel
Stock symbol
VINO
Transactions as of
Jun 7, 2022
Transactions value $
$87,501
Form type
4
Date filed
6/9/2022, 05:14 PM
Next filing
Jun 27, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $50K +62K +613.45% $0.81 72.1K Jun 7, 2022 Direct F1
transaction VINO Common Stock Award $37.5K +46.5K +64.49% $0.81 119K Jun 7, 2022 Direct F1
holding VINO Common Stock 11.8K Jun 7, 2022 Held by Roth IRA
holding VINO Common Stock 1.78K Jun 7, 2022 Held by Dr. Moel's son
holding VINO Common Stock 1.9K Jun 7, 2022 Held by Dr. Moel's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 6.67K Jun 7, 2022 Common Stock 6.67K $9.08 Direct F2
holding VINO Stock Option 3.33K Jun 7, 2022 Common Stock 3.33K $5.78 Direct F3
holding VINO Stock Option 2.67K Jun 7, 2022 Common Stock 2.67K $8.09 Direct F4
holding VINO Stock Option 3.33K Jun 7, 2022 Common Stock 3.33K $16.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
F2 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F3 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F4 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 6,667 shares vest on 9/20/19; thereafter options to acquire 167 shares vest every three months.
F5 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.