Steven A. Moel - 07 Jun 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Steven Moel
Issuer symbol
N/A
Transactions as of
07 Jun 2022
Net transactions value
+$87,501
Form type
4
Filing time
09 Jun 2022, 17:14:27 UTC
Next filing
27 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $50,000 +61,958 +613% $0.8070 72,058 07 Jun 2022 Direct F1
transaction VINO Common Stock Award $37,500 +46,469 +64% $0.8070 118,527 07 Jun 2022 Direct F1
holding VINO Common Stock 11,770 07 Jun 2022 Held by Roth IRA
holding VINO Common Stock 1,780 07 Jun 2022 Held by Dr. Moel's son
holding VINO Common Stock 1,900 07 Jun 2022 Held by Dr. Moel's daughter

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 6,667 07 Jun 2022 Common Stock 6,667 $9.08 Direct F2
holding VINO Stock Option 3,334 07 Jun 2022 Common Stock 3,334 $5.78 Direct F3
holding VINO Stock Option 2,667 07 Jun 2022 Common Stock 2,667 $8.09 Direct F4
holding VINO Stock Option 3,334 07 Jun 2022 Common Stock 3,334 $16.50 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
F2 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F3 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F4 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 6,667 shares vest on 9/20/19; thereafter options to acquire 167 shares vest every three months.
F5 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.