Peter Jl Lawrence - 07 Jun 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Peter Lawrence
Issuer symbol
N/A
Transactions as of
07 Jun 2022
Net transactions value
+$87,501
Form type
4
Filing time
09 Jun 2022, 16:57:01 UTC
Next filing
24 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $50,000 +61,958 +502% $0.8070 74,290 07 Jun 2022 Direct F1
transaction VINO Common Stock Award $37,500 +46,469 +63% $0.8070 120,759 07 Jun 2022 Direct F1
holding VINO Common Stock 716 07 Jun 2022 See Footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Stock Option Other $0 -13,334 -100% $0.000000* 0 19 Jul 2021 Common Stock 13,334 $33.00 Direct F3
holding VINO Stock Option 6,667 07 Jun 2022 Common Stock 6,667 $9.08 Direct F4
holding VINO Stock Option 10,000 07 Jun 2022 Common Stock 10,000 $5.78 Direct F5
holding VINO Stock Option 3,334 07 Jun 2022 Common Stock 3,334 $5.78 Direct F6
holding VINO Stock Option 13,334 07 Jun 2022 Common Stock 13,334 $8.09 Direct F7
holding VINO Stock Option 3,334 07 Jun 2022 Common Stock 3,334 $16.50 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquisition of restricted common stock of the Company as approved by the Compensation Committee and Board of Directors pursuant to the 2018 Equity Incentive Plan for services provided to the Company as a director for 2021 and half of 2022.
F2 Shares held by Mr. Lawrence and his spouse as trustees of the Peter Lawrence 1992 Settlement Trust.
F3 Options expired with no value received.
F4 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 1,667 shares vest on 9/28/21; thereafter options to acquire 417 shares vest every three months.
F5 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 2,500 shares vest on 7/8/20; thereafter options to acquire 625 shares vest every three months.
F6 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 834 shares vest on 1/31/20; thereafter options to acquire 209 shares vest every three months.
F7 Options granted pursuant to AWLD's 2018 Equity Incentive Plan; options to acquire 3,334 shares vest on 9/20/19; thereafter options to acquire 834 shares vest every three months.
F8 Options granted pursuant to AWLD's 2016 Equity Incentive Plan; options to acquire 834 shares vest on 12/17/18; thereafter options to acquire 209 shares vest every three months.