Key facts
- This page summarizes Michael Johnson's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 02 May 2022, 19:19.
Michael Johnson - 28 Apr 2022 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)
- Reporting relationship
- Director, 10%+ Owner
- Issuer ticker
- FLUX
- Reported as of
- 28 Apr 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 02 May 2022, 19:19:07 UTC
- Prior SEC filing
- 10 Jun 2021
- Next SEC filing
- 13 Jun 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Charles A. Scheiwe,Attorney-in-fact for Michael Johnson
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Johnson filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 02 May 2022.
Change
- Previous filing in this sequence was filed on 10 Jun 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FLUX
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +1,526
- Change %
- +0.03%
- Price
- Shares after
- 4,487,480
- Date
- 29 Apr 2022
- Ownership
- See footnote
- Footnotes
- F1, F4
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FLUX
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -1,526
- Change %
- -33%
- Price
- Shares after
- 3,052
- Date
- 29 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,526
- Exercise price
- Footnotes
- F2
FLUX
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- Shares
- +17,793
- Change %
- Price
- Shares after
- 17,793
- Date
- 28 Apr 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 17,793
- Exercise price
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Represents the number of common stock issued upon the vesting of 1,526 restricted stock units ("RSUs"), which converted into the Issuer's common stock on a one-for-one basis.
Footnote F2
Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. On April 29, 2021, in consideration for board services the Issuer granted 4,578 RSUs pursuant to a Restricted Stock Unit Award Agreement. One third of the original grant of 4,578 RSUs pursuant to the Issuer's 2014 Equity Incentive Plan vested on April 29, 2022, and 1,526 of the remaining RSUs will vest on April 29, 2023 and April 29, 2024, respectively.
Footnote F3
Represents a grant of RSUs on April 28, 2022 pursuant to the Issuer's 2014 Equity Incentive Plan in a transaction exempt under Rule 16b-3 to the Reporting Person, who is a non-executive director with the Issuer, in connection with services. Each RSU represents a contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. Subject to the conditions of the Restricted Stock Unit Award Agreement, the RSUs are scheduled to vest on April 28, 2023, which is one year from the date of grant.
Footnote F4
1,526 shares of common stock are directly held by the Reporting Person and 4,485,954 are held by Esenjay Investments, LLC, a Delaware limited liability company ("Esenjay"). The Reporting Person is the sole director and beneficial owner of Esenjay.
SEC remarks
Exhibit 24 - Power of Attorney