Pamplona Capital Partners III, L.P. - Apr 28, 2021 Form 3/A - Amendment Insider Report for Privia Health Group, Inc. (PRVA)

Role
10%+ Owner
Signature
/s/ Ronan Guilfoyle, Director of Pamplona Equity Advisors III Ltd., its General Partner of Pamplona Capital Partners III, L.P.
Stock symbol
PRVA
Transactions as of
Apr 28, 2021
Transactions value $
$0
Form type
3/A - Amendment
Date filed
4/29/2022, 04:29 PM
Date Of Original Report
Apr 28, 2021
Next filing
Nov 26, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PRVA Common Stock 95.9M Apr 28, 2021 See footnotes F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This statement is being filed by Pamplona Capital Partners III, L.P. (the "Reporting Person").
F2 The Reporting Person may be deemed to beneficially own indirectly, in the aggregate, 95,878,470 shares of common stock, par value $0.01 per share (the "Common Stock") of the Issuer by reason of the membership interests in Brighton Health Group Holdings, LLC ("BHG"), the Issuer's parent holding company, held by the Reporting Person.
F3 The Reporting Person is controlled by Pamplona Equity Advisors III Ltd, its general partner. John C. Halsted owns 100% of the shares of Pamplona Equity Advisors III, Ltd. Pamplona PE Investments Malta Limited serves as an investment manager to the Reporting Person. Pamplona Capital Management LLP, Pamplona Capital Management LLC and Pamplona Capital Management (Monaco) SAM (together, the "Pamplona Manager Entities") serve as investment advisors to Pamplona PE Investments Malta Limited. Mr. John C. Halsted and Alexander M. Knaster are the principals of the Pamplona Manager Entities. Pamplona Private Equity Carryco III, L.P. is controlled by Pamplona Equity Carryco Advisors III, Ltd., its general partner. Pamplona PE Investments II, Ltd. owns 100% of the shares of Pamplona Equity Carryco Advisors III, Ltd. Mr. Alexander M. Knaster owns 100% of the shares of Pamplona PE Investments II, Ltd.
F4 The Reporting Person disclaims beneficial ownership of all shares of Common Stock except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Remarks:

This Form 3 amendment is being filed to amend the original Form 3 filed on April 28, 2021 to clarify that Pamplona Private Equity Carryco III, L.P., Pamplona Equity Carryco Advisors III, Ltd. and Pamplona PE Investments II, Ltd. beneficially own the shares of Common Stock reported herein. Due to limitations on the number of reporting persons permitted in one filing on the SEC EDGAR filing system, the following entities are filing a separate Form 3 amendment to clarify the same: (i) Pamplona Equity Advisors III Ltd., (ii) Pamplona Private Equity Carryco III, L.P., (iii) Pamplona Equity Carryco Advisors III, Ltd., (iv) Pamplona PE Investments II, Ltd., (v) Pamplona PE Investments Malta Limited, (vi) Pamplona Capital Management LLP, (vii) Pamplona Capital Management LLC, (viii) Pamplona Capital Management (Monaco) SAM, (ix) John C. Halsted and (x) Alexander M. Knaster.