Jed Philip Kaplan - 22 Apr 2022 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co

Signature
/s/ Jed Kaplan
Issuer symbol
WINR on OTC
Transactions as of
22 Apr 2022
Net transactions value
$0
Form type
4
Filing time
26 Apr 2022, 17:32:16 UTC
Previous filing
24 Nov 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WINR Common Stock 230,663 22 Apr 2022 Direct F1
holding WINR Common Stock 37,892 22 Apr 2022 See footnote F2
holding WINR Common Stock 2,440 22 Apr 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Stock Option (right to buy) Award $0 +90,000 $0.000000 90,000 22 Apr 2022 Common Stock 90,000 $2.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the 230,663 shares directly beneficially owned by the reporting person, (i) 215,663 shares are held by the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.
F2 Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
F3 Represents a grant, approved by the issuer's board of directors, of options to purchase 90,000 shares of the issuer's common stock at an exercise price of $2.77 per share. The options vest with respect to 50% of the shares (45,000 shares) on the date of grant. Thereafter, the options vest with regard to 25% of the shares (22,500 shares) each quarter over the next six months.