Jed Kaplan - Apr 22, 2022 Form 4 Insider Report for SIMPLICITY ESPORTS & GAMING Co (WINR)

Role
Director, 10%+ Owner
Signature
/s/ Jed Kaplan
Stock symbol
WINR
Transactions as of
Apr 22, 2022
Transactions value $
$0
Form type
4
Date filed
4/26/2022, 05:32 PM
Previous filing
Nov 24, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding WINR Common Stock 231K Apr 22, 2022 Direct F1
holding WINR Common Stock 37.9K Apr 22, 2022 See footnote F2
holding WINR Common Stock 2.44K Apr 22, 2022 By spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WINR Stock Option (right to buy) Award $0 +90K $0.00 90K Apr 22, 2022 Common Stock 90K $2.77 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of the 230,663 shares directly beneficially owned by the reporting person, (i) 215,663 shares are held by the reporting person, and (ii) 15,000 shares are held jointly by the reporting person and his spouse.
F2 Held by the Kaplan Charitable Foundation, of which the reporting person serves as trustee.
F3 Represents a grant, approved by the issuer's board of directors, of options to purchase 90,000 shares of the issuer's common stock at an exercise price of $2.77 per share. The options vest with respect to 50% of the shares (45,000 shares) on the date of grant. Thereafter, the options vest with regard to 25% of the shares (22,500 shares) each quarter over the next six months.