Marc Dumont - Mar 28, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role: Director
Signature: /s/ Marc Dumont
Stock symbol: VINO
Transactions as of: Mar 28, 2022
Transactions value $: $204,444
Form type: 4
Date filed: 4/19/2022, 04:45 PM
Previous filing: Jun 29, 2021
Next filing: Jun 9, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	VINO	Common Stock	Award	$204K	+101K		$2.02	101K	Mar 28, 2022	Direct	F1, F2
holding	VINO	Common Stock						30K	Mar 28, 2022	Direct	F3
holding	VINO	Common Stock						39.3K	Mar 28, 2022	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	VINO	Stock Option						3.33K	Mar 28, 2022	Common Stock	3.33K	$16.50	Direct	F5
holding	VINO	Stock Option						3.33K	Mar 28, 2022	Common Stock	3.33K	$5.78	Direct	F6
holding	VINO	Stock Option						6.67K	Mar 28, 2022	Common Stock	6.67K	$9.08	Direct	F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
F2	Owned by self and Patrick Dumont as joint tenants with rights of survivorship.
F3	Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F4	Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F5	Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
F6	Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
F7	Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.