Marc Dumont - 28 Mar 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Marc Dumont
Issuer symbol
N/A
Transactions as of
28 Mar 2022
Net transactions value
+$204,444
Form type
4
Filing time
19 Apr 2022, 16:45:03 UTC
Previous filing
29 Jun 2021
Next filing
09 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Award $204,444 +101,210 $2.02 101,210 28 Mar 2022 Direct F1, F2
holding VINO Common Stock 30,000 28 Mar 2022 Direct F3
holding VINO Common Stock 39,282 28 Mar 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option 3,334 28 Mar 2022 Common Stock 3,334 $16.50 Direct F5
holding VINO Stock Option 3,334 28 Mar 2022 Common Stock 3,334 $5.78 Direct F6
holding VINO Stock Option 6,667 28 Mar 2022 Common Stock 6,667 $9.08 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired as a result of the share exchange with the minority stockholders of Gaucho Group, Inc.
F2 Owned by self and Patrick Dumont as joint tenants with rights of survivorship.
F3 Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F4 Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F5 Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
F6 Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
F7 Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.