Marc Dumont - Feb 16, 2021 Form 3 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/ Marc Dumont
Stock symbol
VINO
Transactions as of
Feb 16, 2021
Transactions value $
$0
Form type
3
Date filed
4/19/2022, 04:34 PM
Next filing
Jun 29, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VINO Common Stock 30K Feb 16, 2021 Direct F1
holding VINO Common Stock 39.3K Feb 16, 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding VINO Stock Option Feb 16, 2021 Common Stock 3.33K $16.50 Direct F3
holding VINO Stock Option Feb 16, 2021 Common Stock 3.33K $5.78 Direct F4
holding VINO Stock Option Feb 16, 2021 Common Stock 6.67K $9.08 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F2 Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F3 Options issued pursuant to the 2016 Equity Incentive Plan on 12/17/17 at $16.50 per share. 833 vest on 12/17/18; thereafter 208 vest every 3 months; exp. 12/17/22.
F4 Options granted pursuant to the 2018 Equity Incentive Plan on 1/31/2019 at $5.78 per share. 833 vest on 1/31/20; thereafter 208 vest every 3 months; exp. 1/31/24.
F5 Options issued pursuant to the 2018 Equity Incentive Plan on 9/28/20 at $9.08 per share. 1,667 vest on 9/28/21; thereafter 417 every 3 months; exp. 9/28/25.