Randy Milby - Apr 18, 2022 Form 4 Insider Report for Hillstream BioPharma Inc. (HILS)

Role: Chief Executive Officer, Director
Signature: /s/ Randy Milby
Stock symbol: HILS
Transactions as of: Apr 18, 2022
Transactions value $: $24,342
Form type: 4
Date filed: 4/19/2022, 08:05 AM
Previous filing: Jan 20, 2022
Next filing: May 19, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HILS	Common Stock	Exercise of in-the-money or at-the-money derivative security	$2.38K	+7.58K	+0.28%	$0.31	2.7M	Apr 18, 2022	Direct
transaction	HILS	Common Stock	Exercise of in-the-money or at-the-money derivative security	$2.38K	+7.58K	+0.28%	$0.31	2.71M	Apr 18, 2022	Direct
transaction	HILS	Common Stock	Exercise of in-the-money or at-the-money derivative security	$15K	+189K	+6.99%	$0.08^*	2.9M	Apr 18, 2022	Direct
transaction	HILS	Common Stock	Exercise of in-the-money or at-the-money derivative security	$2.24K	+28.4K	+0.98%	$0.08^*	2.93M	Apr 18, 2022	Direct
transaction	HILS	Common Stock	Exercise of in-the-money or at-the-money derivative security	$2.38K	+7.58K	+0.26%	$0.31	2.93M	Apr 18, 2022	Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HILS	Options (right to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-7.58K	-100%	$0.00^*	0	Apr 18, 2022	Common stock	7.58K	$0.31	Direct
transaction	HILS	Options (right to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-7.58K	-100%	$0.00^*	0	Apr 18, 2022	Common stock	7.58K	$0.31	Direct
transaction	HILS	Options (right to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-189K	-100%	$0.00^*	0	Apr 18, 2022	Common stock	189K	$0.08	Direct	F1
transaction	HILS	Options (right to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-28.4K	-75%	$0.00	9.47K	Apr 18, 2022	Common stock	28.4K	$0.08	Direct	F2
transaction	HILS	Options (right to purchase)	Exercise of in-the-money or at-the-money derivative security	$0	-7.58K	-100%	$0.00^*	0	Apr 18, 2022	Common stock	7.58K	$0.31	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Registrant issued the Reporting Person the options on August 30, 2019. The options vested on the date of grant and became exercisable upon completion of the Registrant's initial public offering.
F2	The Registrant issued the Reporting Person the options on July 31, 2019. The options vest as follows: (i) 9,469 options vested and became exercisable on July 31, 2020 and (ii) the balance of the options shall vest and become exercisable in 48 equal monthly installments such that the options shall vest in full by the 4th anniversary of the initial issuance date.