Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LCTX | Common Shares, no par value | Options Exercise | +15.5K | +19.01% | 96.7K | Mar 31, 2022 | Direct | F1, F2 | ||
transaction | LCTX | Common Shares, no par value | Tax liability | -$8.23K | -5.34K | -5.52% | $1.54 | 91.4K | Mar 31, 2022 | Direct | F2, F3 |
transaction | LCTX | Common Shares, no par value | Purchase | $9.79K | +6.4K | +7% | $1.53 | 97.8K | Mar 31, 2022 | Direct | F2, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | LCTX | Restricted Stock Units | Options Exercise | $0 | -15.5K | -50% | $0.00 | 15.5K | Mar 31, 2022 | Common Shares | 15.5K | $0.00 | Direct | F5 |
Id | Content |
---|---|
F1 | Shares earned by the reporting person as a result of the vesting of a portion of restricted stock units ("RSUs") granted to the reporting person on September 17, 2018. RSUs convert into common shares on a one-for-one basis. |
F2 | Does not include RSUs that may be settled in shares of the issuer's common stock that have not vested as of the date of this report or shares that may be acquired upon the exercise of stock options outstanding as of the date of this report. |
F3 | Shares withheld by the issuer to satisfy statutory tax withholding requirements on the vesting of RSUs in a transaction exempt under Rule 16(b)-3. No shares were sold in connection with this transaction. |
F4 | The price reported is a weighted average. The shares were purchased in multiple transactions at prices ranging from not less than $1.52 to not more than $1.54. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range. |
F5 | The reporting person was granted RSUs on September 17, 2018, that vested with respect to 25% of the shares subject to the award on September 17, 2019, and the balance vest in 12 equal quarterly installments at the end of each quarter thereafter. |