Craig S. Gilgallon - Mar 14, 2022 Form 4 Insider Report for Cingulate Inc. (CING)

Role
EVP & General Counsel
Signature
/s/ Shane J. Schaffer, Attorney-in-Fact
Stock symbol
CING
Transactions as of
Mar 14, 2022
Transactions value $
$9,882
Form type
4
Date filed
3/16/2022, 08:00 PM
Previous filing
Mar 1, 2022
Next filing
Nov 28, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CING Common Stock Purchase $8.23K +5.98K $1.38 5.98K Mar 14, 2022 Direct F1
holding CING Common Stock 185K Mar 14, 2022 By The Limerick Group, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CING Warrant to Purchase Common Stock Purchase $1.66K +5.02K $0.33 5.02K Mar 14, 2022 Common Stock 5.02K $6.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.3099 to $1.39 per share, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth herein.
F2 Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
F3 The price reported in Column 4 is a weighted average price. These warrants were purchased in multiple transactions at prices ranging from $0.2858 to $0.33 per warrant, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants purchased at each separate price within the ranges set forth herein.