Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | CRCW | Common Stock | Sale | -903K | -30.21% | 2.09M | Jul 23, 2021 | See Footnote | F1 | ||
transaction | CRCW | Common Stock | Sale | -903K | -11.54% | 6.92M | Jul 23, 2021 | See Footnote | F1, F2 | ||
transaction | CRCW | Common Stock | Award | $0 | -15K | -0.82% | $0.00 | 1.82M | Jan 1, 2022 | Direct | F3, F4 |
Id | Content |
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F1 | Effective July 23, 2021, 902,729 shares were sold by Imperial Strategies, LLC ("Imperial") in a private transaction involving a former interest holder of Imperial. After that stock sale Imperial is the direct beneficial owner of 2,085,617 shares of common stock of the Issuer. Ron Levy, CEO of the Issuer, is the COO of Imperial, and may be deemed to have voting and investment power over the shares beneficially owned by Imperial. |
F2 | Redwood Fund LP is the direct beneficial owner of 3,031,810 shares of common stock of the Issuer. Ladyface Capital, LLC is the General Partner of Redwood Fund LP. Ron Levy, CEO of the Issuer, is COO of Ladyface Capital, LLC and may be deemed to have voting and investment power over the shares beneficially owned by Redwood Fund LP. Imperial is the direct beneficial owner of 2,085,617 shares of common stock of the Issuer listed in this row. The ownership reported also includes 550,000 shares of common stock directly owned by Mr. Levy as of July 23, 2021, and vested options held by Mr. Levy as of July 23, 2021 to acquire 1,250,000 shares, but does not include shares granted to Mr. Levy in January 2022. |
F3 | Restricted stock award granted to Mr. Levy pursuant to the Issuer's 2017 Equity Incentive Plan. |
F4 | The beneficial ownership reported in this row only includes shares and vested options directly owned by Mr. Levy. Shares that may be deemed indirectly beneficially by Mr. Levy, and generally identified in notes 1 and 2 above, are not included in the shares reported as directly owned by Mr. Levy identified in column 5 of this row. |