Samuel Lui - 17 Feb 2022 Form 4 Insider Report for Genesis Unicorn Capital Corp.

Role
10%+ Owner
Signature
/s/ Samuel Lui
Issuer symbol
N/A
Transactions as of
17 Feb 2022
Net transactions value
+$3,773,310
Form type
4
Filing time
04 Mar 2022, 13:56:53 UTC
Previous filing
04 Mar 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GENQ Class A Common Stock, par value $0.0001 Other $3,773,310 +377,331 +19% $10.00 2,330,581 17 Feb 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GENQ Warrants to purchase Class A Common Stock Purchase +377,331 377,331 17 Feb 2022 Class A Common Shares 377,331 $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is the manager of Genesis Unicorn Capital, LLC which is the sponsor (the "Sponsor"), of Genesis Unicorn Capital Corp. (the "Issuer') the issuer of the securities described herein. The Sponsor acquired 377,331 units of Genesis Unicorn Capital Corp. in a private placement purchase transaction at a price of $10 per unit. The private placement purchase transaction was completed simultaneously with the closing of the Issuer's initial public offering. Each unit consisted of one share of Class A Common Stock of the Issuer and one redeemable warrant to purchase one share of Class A Common Stock at a price of $11.50 per share. The reporting person has voting and dispositive power with respect to the securities subject to this report. The reporting person may be deemed to share beneficial ownership of the securities held of record by the Sponsor but disclaims any such beneficial ownership except to the extent of his pecuniary interest.
F2 The warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering.
F3 The warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption by the Issuer or liquidation of the Issuer, as described in the Issuer's prospectus filed with the SEC on Form S-1 (File No. 333-257623).