Genesis Unicorn Capital, LLC - Feb 17, 2022 Form 4 Insider Report for Genesis Unicorn Capital Corp. (GENQ)

Role
10%+ Owner
Signature
Genesis Unicorn Capital, LLC By: /s/ Samuel Lui
Stock symbol
GENQ
Transactions as of
Feb 17, 2022
Transactions value $
$3,773,310
Form type
4
Date filed
3/4/2022, 01:48 PM
Previous filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GENQ Class A Common Stock, par value $0.0001 Other $3.77M +377K +19.32% $10.00 2.33M Feb 17, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GENQ Warrants to purchase Class A Common Stock Purchase +377K 377K Feb 17, 2022 Class A Common Shares 377K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person acquired 377,331 units of Genesis Unicorn Capital Corp. ("Issuer") in a private placement purchase transaction at a price of $10 per unit. The private placement purchase transaction was completed simultaneously with the closing of initial public offering. Each unit consisted of one share of Class A Common Stock of the Issuer and one redeemable warrant to purchase one share of Class A Common Stock at a price of $11.50 per share.
F2 The warrants become exercisable on the later of (i) 30 days after the completion of the Issuer's initial business combination and (ii) 12 months from the closing of the Issuer's initial public offering.
F3 The warrants expire five (5) years after the completion of the Issuer's initial business combination or earlier upon redemption by the Issuer or liquidation of the Issuer, as described in the Issuer's prospectus filed with the SEC on Form S-1 (File No. 333-257623).