Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | SKYX | Common Stock, no par value | Other | +86K | +37.14% | 318K | Feb 14, 2022 | By Bridge Line Ventures | F2, F7 | ||
holding | SKYX | Common Stock, no par value | 310K | Feb 14, 2022 | Direct | ||||||
holding | SKYX | Common Stock, no par value | 3.6K | Feb 14, 2022 | By Newbridge Securities Corporation | F1 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | SKYX | Stock Option (right to buy) | 150K | Feb 14, 2022 | Common Stock, no par value | 150K | $0.60 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 150K | Feb 14, 2022 | Common Stock, no par value | 150K | $3.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 150K | Feb 14, 2022 | Common Stock, no par value | 150K | $4.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 100K | Feb 14, 2022 | Common Stock, no par value | 100K | $3.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 100K | Feb 14, 2022 | Common Stock, no par value | 100K | $3.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 100K | Feb 14, 2022 | Common Stock, no par value | 100K | $12.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 100K | Feb 14, 2022 | Common Stock, no par value | 100K | $12.00 | Direct | ||||||
holding | SKYX | Stock Option (right to buy) | 100K | Feb 14, 2022 | Common Stock, no par value | 100K | $12.00 | Direct | ||||||
holding | SKYX | Warrant (right to buy) | 4.47K | Feb 14, 2022 | Common Stock, no par value | 4.47K | $12.00 | Direct | F3 | |||||
holding | SKYX | Warrant (right to buy) | 1.09K | Feb 14, 2022 | Common Stock, no par value | 1.09K | $12.00 | Direct | F3 | |||||
holding | SKYX | Warrant (right to buy) | 3.38K | Feb 14, 2022 | Common Stock, no par value | 3.38K | $12.00 | Direct | F3 | |||||
holding | SKYX | Warrant (right to buy) | 19.8K | Feb 14, 2022 | Common Stock, no par value | 19.8K | $12.00 | Direct | F3 | |||||
holding | SKYX | Warrant (right to buy) | 5.67K | Feb 14, 2022 | Common Stock, no par value | 5.67K | $12.00 | By Newbridge Securities Corporation | F1, F3 | |||||
holding | SKYX | Warrant (right to buy) | 725 | Feb 14, 2022 | Common Stock, no par value | 725 | $12.00 | By Newbridge Securities Corporation | F1, F3 | |||||
holding | SKYX | Warrant (right to buy) | 2.25K | Feb 14, 2022 | Common Stock, no par value | 2.25K | $12.00 | By Newbridge Securities Corporation | F1, F3 | |||||
holding | SKYX | Warrant (right to buy) | 13.2K | Feb 14, 2022 | Common Stock, no par value | 13.2K | $12.00 | By Newbridge Securities Corporation | F1, F3 | |||||
holding | SKYX | Warrant (right to buy) | 215K | Feb 14, 2022 | Common Stock, no par value | 215K | $9.80 | By Bridge Line Ventures | F2, F4 | |||||
holding | SKYX | Warrant (right to buy) | 16.7K | Feb 14, 2022 | Common Stock, no par value | 16.7K | $9.80 | By Bridge Line Ventures | F2, F4 | |||||
holding | SKYX | 6.0% Subordinated Convertible Promissory Note | $250K | Feb 14, 2022 | Common Stock, no par value | $250K | $15.00 | Direct | F5, F6 |
Id | Content |
---|---|
F1 | These securities are owned by Newbridge Securities Corporation. The reporting person is the Chief Executive Officer and President of Newbridge Financial, Inc. and Chairman of Newbridge Securities Corporation, its broker dealer subsidiary. |
F2 | These securities are owned by Bridge Line Ventures, LLC Series ST-1 ("Bridge Line Ventures"). The reporting person is the Chief Executive Officer and President of Bridge Line Advisors, LLC, the manager of Bridge Line Ventures. |
F3 | Exercisable at any time on or prior to the expiration date at the holder's discretion at the initial exercise price of $12.00, subject to adjustment provisions (including certain anti-dilution provisions). |
F4 | Exercisable at any time on or prior to the expiration date at the holder's discretion at the adjusted exercise price of $9.80, subject to adjustment provisions (including certain anti-dilution provisions). The initial exercise price of $12.00 per share was automatically adjusted pursuant to applicable anti-dilution provisions in connection with the completion of the issuer's initial public offering. |
F5 | The principal amount, plus any accrued and unpaid interest, is convertible at any time on or prior to the maturity date at the holder's discretion at the conversion price of $15.00. This note was inadvertently omitted from the reporting person's Form 3. |
F6 | Represents the principal amount of the convertible note and excludes interest that may accrue. Interest on the note is payable annually, in cash or common stock, at the holder's discretion. |
F7 | The shares were issued pursuant to anti-dilution provisions set forth in the terms of the stock purchase agreements entered into between the issuer and Bridge Line Ventures between February 2021 and August 2021. |
Power of Attorney is attached hereto as Exhibit 24.