Christopher Miglino - 06 Jan 2022 Form 4 Insider Report for SRAX, Inc. (SRAX)

Signature
/s/ Christopher Miglino
Issuer symbol
SRAX
Transactions as of
06 Jan 2022
Net transactions value
$0
Form type
4
Filing time
04 Feb 2022, 19:40:52 UTC
Next filing
28 Dec 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SRAX Series A Non-Voting Preferred Stock Other $0 +967,575 $0.000000 967,575 27 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SRAX Class A Common Stock Purchase Option Award $0 +120,000 $0.000000 120,000 06 Jan 2022 Class A Common Stock 120,000 $4.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities acquired as a result of a dividend on the Class A Common Stock issued on September 27, 2021.
F2 Represents discretionary stock option bonus grant received by Reporting Person. The options vest quarterly in equal quarterly installments over a three year period beginning on 1/6/2022.