Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | UGRO | Common Stock Option | Award | $0 | +16.7K | $0.00 | 16.7K | Aug 22, 2018 | Common Stock | 16.7K | $7.20 | Direct | F2 | |
transaction | UGRO | Common Stock Option | Award | $0 | +3.33K | +20% | $0.00 | 20K | Apr 1, 2019 | Common Stock | 3.33K | $7.20 | Direct | F3 |
Id | Content |
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F1 | On December 3, 2021, the Reporting Person filed a Form 4 Amendment which inadvertently reported that the Reporting Person owns an aggregate of 259,758 shares of common stock following the transaction reported therein. In fact, the Reporting Person owns an aggregate of 237,415 shares of common stock and stock options to purchase 20,000 shares of common stock. The 237,415 total includes: a grant of 19,968 shares of restricted stock that vest proportionately over a three-year period beginning on December 31, 2021, vesting fully on December 31, 2023; a grant of 40,000 shares of restricted stock that vest as follows: 10,000 on December 31, 2021, 14,000 on December 31, 2022, and 16,000 on December 31, 2023; a grant of 5,556 shares of restricted stock that vested on April 30, 2020; a grant of 15,625 shares of restricted stock that vested on May 28, 2021; and 156,266 shares of common stock. |
F2 | The stock option was issued in Connection with the Reporting Person serving as Board Director and vested proportionately over a three-year period on each annual period beginning on August 22, 2019; the stock option fully vested on August 22, 2021. |
F3 | The stock option was issued with the Reporting Person serving on Board Committees for the prior year and immediately vested upon issuance. |