Jonathan Vincent Chan - 03 Jan 2022 Form 4 Insider Report for Aetherium Acquisition Corp

Role: Chief Executive Officer, Director, 10%+ Owner
Signature: /s/ Jonathan Chan
Issuer symbol: N/A
Transactions as of: 03 Jan 2022
Net transactions value: $0
Form type: 4
Filing time: 03 Jan 2022, 20:00:11 UTC
Previous filing: 30 Dec 2021
Next filing: 17 May 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GMFI	Class A Common Stock	Purchase		+528,500			528,500	03 Jan 2022	See Footnote	F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GMFI	Warrants to purchase Class A Common Stock	Purchase		+528,500			528,500	03 Jan 2021	Class A Common Stock	528,500	$11.50	See Footnote	F2, F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Simultaneously with the consummation of the initial public offering of Aetherium Acquisition Corp. (the "Company"), Aetherium Capital Holdings LLC, the Company's sponsor, acquired 528,500 units in a private placement (the "Private Units"). Each Private Unit consists of one share of Class A Common Stock, par value $0.0001, of the Company ("Class A Common Stock") and one warrant to purchase one share of Class A Common Stock at an exercise price of $11.50 per share (the "Warrant").
F2	The Private Units were purchased for $10.00 per unit.
F3	These secruties are owned by Aetherium Capital Holdings LLC, over which Jonathan Chan has voting and dispositive power. Mr. Chan disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
F4	Each Warrant becomes exercisable on the later of December 29, 2022, one year after the date of the Company's prospectus, or upon completion of an initial business combination.
F5	The Warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Company's prospectus filed with the SEC.