Jonathan Vincent Chan - Jan 3, 2022 Form 4 Insider Report for Aetherium Acquisition Corp (GMFI)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Jonathan Chan
Stock symbol
GMFI
Transactions as of
Jan 3, 2022
Transactions value $
$0
Form type
4
Date filed
1/3/2022, 08:00 PM
Previous filing
Dec 30, 2021
Next filing
May 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GMFI Class A Common Stock Purchase +529K 529K Jan 3, 2022 See Footnote F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GMFI Warrants to purchase Class A Common Stock Purchase +529K 529K Jan 3, 2021 Class A Common Stock 529K $11.50 See Footnote F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Simultaneously with the consummation of the initial public offering of Aetherium Acquisition Corp. (the "Company"), Aetherium Capital Holdings LLC, the Company's sponsor, acquired 528,500 units in a private placement (the "Private Units"). Each Private Unit consists of one share of Class A Common Stock, par value $0.0001, of the Company ("Class A Common Stock") and one warrant to purchase one share of Class A Common Stock at an exercise price of $11.50 per share (the "Warrant").
F2 The Private Units were purchased for $10.00 per unit.
F3 These secruties are owned by Aetherium Capital Holdings LLC, over which Jonathan Chan has voting and dispositive power. Mr. Chan disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest therein.
F4 Each Warrant becomes exercisable on the later of December 29, 2022, one year after the date of the Company's prospectus, or upon completion of an initial business combination.
F5 The Warrants expire five years after the completion of an initial business combination, or earlier upon redemption or liquidation, as described in the Company's prospectus filed with the SEC.