David H. Lesser - Dec 31, 2021 Form 4 Insider Report for Power REIT (PW)

Role
CEO, Secretary, Treasurer, Director
Signature
/s/ David H. Lesser
Stock symbol
PW
Transactions as of
Dec 31, 2021
Transactions value $
$2,858,373
Form type
4
Date filed
1/3/2022, 04:00 PM
Previous filing
Oct 8, 2021
Next filing
May 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PW Common Stock Other $2.86M +42.3K +9.89% $67.51* 471K Dec 31, 2021 Direct F1
transaction PW Common Stock Other $0 -117K -88.3% $0.00 15.5K Dec 31, 2021 PW RO Holdings LLC F3
transaction PW Common Stock Other $0 -109K -88.29% $0.00 14.4K Dec 31, 2021 PW RO Holdings 3 LLC F5
holding PW Common Stock 68.7K Dec 31, 2021 13310 LMR2A, LLC F2
holding PW Common Stock 18.7K Dec 31, 2021 PW RO Holdings 2 LLC F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents issuance of shares related to the exercise of options net of contribution of options to cover the exercise price and tax withholding.
F2 Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Co-Managing Member of 13310 LMR2A, LLC. but disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F3 The transaction represents the distribution of shares to investors in PW RO Holdings LLC. Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Managing Member of PW RO Holdings LLC and owns a 50% interest upon completion of the distribution of shares to the investors.
F4 Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Managing Member of PW RO 2 Holdings LLC and owns a 50% interest.
F5 The transaction represents the distribution of shares to investors in PW RO Holdings LLC. Hudson Bay Partners, LP which is owned 100% by David H. Lesser acts as the Managing Member of PW RO Holdings LLC and owns a 50% interest upon completion of the distribution of shares to the investors.