Judith Ann Hall - Jan 1, 2022 Form 4 Insider Report for Sunworks, Inc. (SUNW)

Role
Director
Signature
/s/ Judith Ann Hall
Stock symbol
SUNW
Transactions as of
Jan 1, 2022
Transactions value $
$0
Form type
4
Date filed
1/3/2022, 11:25 AM
Previous filing
Dec 22, 2021
Next filing
Dec 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNW Common Stock Options Exercise +10K +31.87% 41.4K Jan 1, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SUNW Restricted Stock Units Options Exercise $0 -10K -100% $0.00* 0 Jan 1, 2022 Common Stock 10K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported transaction involved the reporting person's vesting of a grant of 10,000 restricted stock units. The reporting person previously reported the awards of restricted stock units in Table II of Form 4, which vested on January 1, 2022. Restricted stock units convert into common stock on a one-for-one basis.